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From: Anonymous
I am writing to you as a individual who works in the financial services field. I am writing to you concerning the suitability standard and principal review requirements pertaining to the sale of variable annuities contained in NASD proposed Rule 2821. I urge the SEC to disapprove the proposal. I firmly believe people who engage in misleading sales practices should be aggressively prosecuted and subject to appropriate sanctions. Thank you for your consideration. |