Comments on Proposed Rule: Shareholder Reports and Quarterly Portfolio Disclosure of Registered Management Investment Companies


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Harriett Magee
Public Comment Lewis D. Junior
Public Comment Duane R. Thompson, Director of Government Relations, Financial Planning Association
Public Comment Jim & Cecelia Woods
Public Comment Ken Kesler
Public Comment Wendell G. Peart
Public Comment Larry Herold
Public Comment Tom Dillon
Public Comment Rachel Young
Public Comment Anil Khubchandani
Public Comment John Turner
Public Comment Laurence Arnold
Public Comment Martin N. Levine
Public Comment William Malahy
Public Comment William St. John
Public Comment Thomas Fowler
Public Comment Thomas Rigo
Public Comment Peter Ryan
Public Comment Ken Kivenko, P.Eng., Chairman, SIPA Advisory Committee, Etobicoke, Ontario, Canada
Public Comment Geoffrey F. Foisie, Shawbrook
Meeting with SEC Officials Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid, regarding a January 3, 2003 meeting with Investment Company Institute
Public Comment Jason Kreher
Public Comment Susanne Bradford
Public Comment Erich Riesenberg
Public Comment David Singh
Public Comment James G. Squyres
Public Comment A. Chandler
Public Comment Michael J Stifter
Public Comment Mike Giles, Director of Operations, Computershare Analytics
Public Comment John H. Cochran

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-51-02
Release Number
33-8164
34-47023
IC-25870