Comments on Proposed Rule: Securities Offering Reform

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas Bengtsson, Principled Capital Management
Public Comment B. Bishop
Public Comment Bob Smith
Public Comment David Schumacher
Public Comment Francis D. Lanio, Managing Director-Institutional Sales, Merrill Lynch Global Markets and Investment Banking
Public Comment Ira Ginsburg, Principal, Callidus Capital Management
Public Comment Marvin Lutz, Senior High-Yield Analyst, Allstate Investments, LLC
Public Comment Paul J. Rasplicka
Public Comment Steve Smart-O'Connor
Public Comment Vinay
Public Comment Andrew P. Naples, Atlanta, Georgia
Public Comment Justin R. Swearengin, Tulsa, Oklahoma
Public Comment Kevin Yorke
Public Comment Nikita Chitnis
Public Comment Robert Evans
Public Comment Eileen S. Fuls, Jacksonville, Florida
Public Comment Mark D. Post, private investor, Woodstock, Georgia
Public Comment Ronald E. Ricketts, Jr., Fredericksburg, Virginia
Public Comment Stephen Ross, New Britain, Connecticut
Public Comment Kenneth Arnot, accounts manager/investment club, Union Hall, Virginia
Public Comment Raymond V. Hard, Meriden, Connecticut
Public Comment Trevor G. Boswell, Sarasota, Florida
Meeting with SEC Officials Memorandum from the Division of Corporation regarding a meeting with representatives of the Securities Industry Association Capital Markets Committee
Public Comment John Michael Mulligan, Professional Engineer, retired, Pender Island, Canada
Public Comment Daniel G. Weaver, Ph.D. Associate Professor of Finance Associate Director, Whitcomb Center for Research in Financial Services, Rutgers

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-38-04
Release Number
33-8501
34-50624
IS-1282
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