Comments on Proposed Rule: Securities Offering Reform

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Date Received
Date Letter Type Commenter Name
Public Comment Evan Marwell, Criterion Capital Management
Public Comment Eric Ribner, NorthStar Capital Funds
Public Comment Jeff Kitchin, Oppenheimer & Company, Institutional Equity Sales
Public Comment Jeffrey A. Schaffer, Spectrum Group Management LLC
Public Comment Renaissance Capital
Public Comment Rick Dowdle, Portfolio Manager, Arx Investment Management
Public Comment Roger Elsas
Public Comment W. Forrest Tempel, FlyLine Partners, L.P.
Public Comment Mark Bodie, CFA, Octagon Credit Investors
Public Comment Adam White, CFA, Masters Capital Management
Public Comment Alison Schatz
Public Comment David Thickens, Deephaven Capital Management
Public Comment F. Thomas O'Halloran, Lord, Abbett & Co. LLC
Public Comment International Bar Association, Issues and Trading in Securities Committee and Capital Markets Forum
Public Comment John Mazanec, Wasatch Advisors
Public Comment Andre Shih, Grandview Capital Management
Public Comment Corey T. Gorman, Senior Architect/Systems Design of Sovereign Bank, Dorchester, Massachusetts
Public Comment Douglas Workman, Argent Funds Group, LLC
Public Comment E. Price Ambler, Executive Director, Institutional Sales, CIBC World Markets
Public Comment Murray Stroupe, President, private company, Toone, Tennessee
Public Comment Pat Gilbert, CIBC World Markets
Public Comment Bernhard Krieg, CFA, Haven Funds
Public Comment Lyle E. Fell, Sr., Buffalo, New York
Public Comment Alexander Rybchinsky, GE Asset Management
Public Comment Barry C. Bruner, Wedbush Morgan Securities
Public Comment Chris Wallis, Senior Portfolio Manager, Vaughan Nelson Investment Management
Public Comment Denise Hogan, Las Vegas, Nevada
Public Comment Matt Crouse
Public Comment Piers Monckton, Mark Capital LLP
Public Comment Robert Alpert, Atlas Capital

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-38-04
Release Number
33-8501
34-50624
IS-1282
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