Comments on Proposed Rule: Securities Offering Reform


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Wayne Boston, Southern Company
Public Comment William Michael Cunningham, Social Investment Adviser, William Michael Cunningham and Creative Investment Research, Inc.
Public Comment Securities Law Committee of the Society of Corporate Secretaries & Governance Professionals
Public Comment Brinson Patrick Securities Corporation
Public Comment Cary Klafter, Vice President, Legal and Government Affairs and Corporate Secretary, Intel Corporation
Public Comment Daniel G. Weaver, Ph.D., Associate Professor of Finance, Associate Director, Whitcomb Center for Research in Financial Services, Rutgers
Public Comment David Armon, COO, Newswire Association LLC
Public Comment Jaspinder S. Sachdev, Novi, Michigan
Public Comment Jimmy Liu, mortgage broker, Chamblee, Georgia
Public Comment Matthew J. Mallow, on behalf of the Committee on Securities Regulation of the Association of the Bar of the City of New York
Public Comment Harold Candland
Meeting with SEC Officials Memorandum from the Divisions of Corporation Finance and Investment Management regarding a January 26, 2005 conference call with representatives of the Investment Company Institute
Public Comment David Tuttle, Seattle, Washington
Public Comment Herbert Chung, Non Japan Asian Equity Sales
Public Comment Jim Larkins
Public Comment Kellie K. Veazey, CFA, Head of Global Equity Syndicate Trading, AIM Investments
Public Comment Kim G. Redding, K.G. Redding & Associates, LLC
Public Comment William J. Williams, Jr., Sullivan & Cromwell LLP
Public Comment Anonymous
Public Comment Craig Millar, Portfolio Manager, Natcan Investment Management
Public Comment Howard Schneider, Partner, Katten Muchin Zavis Rosenman, submitted on behalf of Harrisdirect
Public Comment Matt Hart, CFA
Public Comment Nicola Barr, Legal Department, and Sandeep Dhawan, Capital Markets Department, European Investment Bank
Public Comment Justin Martos, Graham Partners
Public Comment Richard Barrera
Public Comment Naval Goel
Public Comment Milo L. McPherson, Dutch John, Utah
Public Comment Peter Martin
Public Comment Weidong Huang, Ph.D., CFA, TimesSquare Capital Management, LLC
Public Comment Chad Gunther

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-38-04
Release Number
33-8501
34-50624
IS-1282