Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 74
B: 4
C: 5
D: 40

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Date Received
Date Letter Type Commenter Name
Public Comment Daniel J. Clemons, CFP, Registered Representative, Escondido, California
Public Comment Donald Chang, Anaheim, California
Public Comment Dr. Gary J. Harloff, Ph.D., Harloff Inc.
Public Comment L. Burton Keller, CPA, Senior Vice President, Delta Data Software, Inc.
Public Comment Manish K. Khatta, Operations Manager/Investment Advisor Rep., Potomac Fund Management Inc.
Public Comment Gerald Sebahar
Public Comment Michael Parcells, Fountain Valley, California
Public Comment Harold M. Graham, Retired Gen. Manager Engineer, Gulfport, Mississippi
Public Comment Joerg Schroeder, Stamford, Connecticut
Public Comment Aaron I. Cohn, M.D., Assistant Professor of Anesthesiology, Denver, Colorado
Public Comment Daniel E. Frye, Personal Investor - 401K, East Sandwich, Massachusetts
Public Comment Allan D. Browns, QPA, QKA, Director, Retirement Plans Operations, Waddell & Reed Services Company, Inc.
Public Comment Karyn Hoffman, Financial Advisor, Deland, Florida
Public Comment Seshadri Narasimhan, Matawan, New Jersey
Public Comment David E. Ross, Oak Park, California
Public Comment John D. Banks, Gillette, Wyoming
Public Comment William L. Armstrong
Public Comment Bart L. McGonnigal, Loudonville, New York
Public Comment Steve Boyles
Public Comment Alain Nicolas, Roanoke, Virginia
Public Comment John David Marks
Public Comment Bin Zhou, Fair Value Research
Public Comment David H. McIntosh, Egg Harbor Township, New Jersey
Public Comment Joel N. Williams, Silver Spring, Maryland
Public Comment William F. Wadsworth, General Partner, PTS Asset Management
Public Comment Dave DasGupta
Public Comment Dr. James S. Benton, Wisconsin
Public Comment Welburne D. Johnson, II, M.D.
Public Comment Stephen E. Roth and W. Thomas Conner, Sutherland Asbill & Brennan, LLP
Public Comment David F. Freeman, Jr. of Arnold & Porter on the behalf of their client, DH2, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-04
Release Number
IC-26375A
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