Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 74
B: 4
C: 5
D: 40

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Date Sort descending	Letter Type	Commenter Name
March 18, 2004	Public Comment	Mark Moffitt, MBA, Individual investor, Friendswood, Texas
March 18, 2004	Public Comment	Steve Ruehle
March 18, 2004	Public Comment	Warren W. Wall, President, W. Wall & Company, Inc.
March 18, 2004	Public Comment	Will Connell
March 17, 2004	Public Comment	Brian Carruthers
March 17, 2004	Public Comment	Darrell D. Wiard, Registered Investment Advisor, Mutual Fund Investor, Merritt, North Carolina
March 17, 2004	Public Comment	Darrell D. Wiard, Registered Investment Advisor, Mutual Fund Investor, Merritt, North Carolina
March 17, 2004	Public Comment	Joseph A. Dear, Executive Director, of the Washington State Investment Board
March 16, 2004	Public Comment	Charles F. Seip, ChFC, EA, President, Financial Planning Consultants Inc., High Springs, Florida
March 16, 2004	Public Comment	Michael H. Sheridan, President, Vista Management Company
March 16, 2004	Public Comment	Professor Jeffery J. Haas, Professor Steven R. Howard, Eman Eliya, Natasha Udensiva, Caren Cohanim, Nicole Murphy, Edward Kroub, and Dennis DiSabato from the New York Law School Class on the Federal Regulation of Mutual Funds
March 16, 2004	Public Comment	Steven D. Landis, CFP, Landis Financial & Investment Services
March 15, 2004	Public Comment	Ken Whitley, Principal, Third Day Advisors, LLC
March 15, 2004	Public Comment	Martin Cardwell
March 15, 2004	Public Comment	Mitchell M. Merin, President and Chief Operating Officer, Investment Management, MorganStanley
March 15, 2004	Public Comment	Omnibus Account Tast Force
March 15, 2004	Public Comment	Steven Parenteau
March 14, 2004	Public Comment	Howard R. Hawley, Registered Investment Advisor and Registered Securities Principal
March 14, 2004	Public Comment	Tim F. Nelson, Sarasota, Florida
March 13, 2004	Public Comment	Alan D. Eckert, Treasure Island, Florida
March 13, 2004	Public Comment	De Alcorn, Sierra Madre, California
March 13, 2004	Public Comment	Joe Sumrall, Mississippi
March 12, 2004	Public Comment	Darrell Wiard
March 12, 2004	Public Comment	Justin Dorsey, Minneapolis, Minnesota
March 12, 2004	Public Comment	Rooney Barker, M Financial Services, Inc.
March 11, 2004	Public Comment	Mark Kaiser, Pittsburgh, Pennsylvania
March 11, 2004	Public Comment	Pat Galos, Irvine, California
March 10, 2004	Public Comment	Arnold Ward
March 10, 2004	Public Comment	David W. Anderson, Elkhart, Indiana
March 9, 2004	Public Comment	Andrew McCracken, Costa Mesa, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-04

Release Number

IC-26375A

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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Comments on Proposed Rule: Mandatory Redemption Fees for Redeemable Fund Securities

Comments have been received from individuals and entities using a variety of Letter Types:

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