Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment Christopher R. Petruzzi, Ph.D., CEO, Petruzzi Securities, LLC and Professor, California State UNiversity, Fullerton, San Clemente, California
Public Comment Kenneth J. Polcari, President; Karen Nelson Hackett, Vice President; Brian D. McCarthy, Treasurer; Peter P. Costa, Secretary, Organization of Independent Floor Brokers
Public Comment Larry Guli
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment Melvin F. Lee, Hoboken, New Jersey
Public Comment Paul R. Saueracker, Chairman, President & Chief Executive Officer, Minerals Technologies, Inc.
Public Comment Thomas T. McCain
Public Comment Walter E. Lamb and Agnes Lamb, Oceanside, New York
Public Comment F. Hill Creekmore, Fair Haven, New Jersey
Public Comment Kathryn S. Wylde, Pesident and CEO, Partnership for New York City
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding a December 8, 2004 meeting with representatives of Security Traders Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding a November 18, 2004 meeting with representatives of New York Stock Exchange Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding a November 23, 2004 meeting with representatives of Knight Trading Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding a November 30, 2004 meeting with representatives of Archipelago
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding a September 24, 2004 meeting with representatives of Goldman, Sachs & Co.
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid regarding an October 14, 2004 meeting with representatives of Citigroup
Public Comment Craig G. Rennie, Ph.D., Assistant Professor of Finance, Sam M. Walton College of Business, University of Arkansas, Fayetteville, Arkansas
Public Comment Jerome M. Langton
Public Comment John B. Lynch, retired, Vero Beach, Florida
Public Comment Joseph J. Corso
Public Comment Lou Anne J. Nabhan, Vice President, Media General, Inc.
Public Comment James K. Rutledge, Member, New York Stock Exchange, Boston Stock Exchange, New York Board of Trade (E)
Public Comment John S. French, President, JSF Securities Corp.
Public Comment Robert A. Dean, Jr., Member NYSE, Locust Valley, New York
Public Comment Eric Strom
Public Comment Frank Christensen, Member, New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a December 10, 2004 meeting with representatives of UBS Securities LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a January 5, 2005 meeting with representatives of New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a January 6, 2005 meeting and telephone conversations with representatives of Citadel and Patton Boggs LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a January 6, 2006 meeting with representatives of Bloomberg Tradebook LLC, and Willkie Farr & Gallagher

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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