Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Dave Low, Assistant Director, California School Employees Association
Public Comment Josaundra A. Smith, Vancouver, Washington
Public Comment Mary Jo Long, Newark, Ohio
Public Comment W. Hardy Callcott
Public Comment Anita J. Adams, Muskingum County Auditor
Public Comment Christopher Rosenthal, CPA/ABV, ASA, Ellin & Tucker, Chartered
Public Comment Gordon 0. Jesperson, Esq. and Melanie L. Jesperson, Lake Oswego, Oregon
Public Comment Jimmy Martin, House of Representatives, State of Alabama
Public Comment Lesley Vanec, House of Representatives, Alabama State House
Public Comment Mac Gipson, House of Representatives, State of Alabama
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a meeting with representatives of the New York Stock Exchange; The Griswold Company; Spear, Leeds & Kellogg; Bear Wagner Specialists LLC; LaBranche & Co; Prime Execution; BNY Direct Execution; and Mogavero, Lee & Co., Inc.
Public Comment Robert H. Voorhies, President, Central Indiana Labor Counsel
Public Comment Tom Grady, General Manager, eBase
Public Comment William Thigpen, House of Representatives, State of Alabama
Public Comment Betsy Gotbaum, The Public Advocate for the City of New York
Public Comment Marilyn Valenzuela, Executive Secretary-Treasurer, Tri-Counties Central Labor Council, AFL-CIO
Public Comment Ron Paul, U.S. House of Representatives
Public Comment James M. McDonough, President, Tempest Computers
Public Comment Judy Baar Topinka, Illinois State Treasurer
Public Comment Ronald F. Gibbs
Public Comment Taylor E. Drake, CFA, Wealth Strategies Group, LLC
Public Comment Larry Guli
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a March 17, 2004 meeting with the New York Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding April 1, 2004 meeting with The Nasdaq Stock Market, Inc. (Nasdaq) Regarding the Market Data Proposal of the Regulation NMS Release
Public Comment Paul Johnston, Executive Director, Monterey Bay Central Labor Council
Public Comment Michael Reger, President, Reger Communications, LLC
Public Comment Steve Bartlett, President and CEO, The Financial Services Roundtable
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado, Greeley, Colorado
Public Comment Robert G. Britz, New York, New York
Public Comment Robert Joseph King, Jessup, Maryland

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
Related Materials
How to submit comments