Comments on Proposed Rule: Regulation NMS

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12
B: 39
C: 179
D: 29
E: 2
F: 6
G: 452
H: 70
I: 204
J: 548
K: 28
L: 109
N: 13

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Date Received
Date Letter Type Commenter Name
Public Comment Charles B. Rangel, Member of Congress
Public Comment Jamie B. Keefer, King of Prussia, Pennsylvania
Public Comment Jeffrey T. Brown, Senior Vice President, Office of Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
Public Comment Marc E. Lackritz, President, Securities Industry Association
Public Comment Michael R. McNulty, Member of Congress
Public Comment EWT, LLC
Public Comment Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc.
Public Comment Peggy Bowie, Chair and Sandra J. Macdonald, President, Canadian Security Traders Association, Inc.
Public Comment Andrew Concilio
Public Comment James T. Brett, Managing Director, J.P. Morgan Securities Inc.
Public Comment Lewis S. Ranieri, Chairman, American Financial Realty Trust
Meeting with SEC Officials Memorandum from Office of the Chairman regarding a meeting with representatives of Citadel Execution Services
Public Comment Paul Bennett, New York, New York
Public Comment Stephen Dillinger, Chicago, Illinois
Public Comment William J. Coote, Vice President & Treasurer, Bowne
Public Comment Alfred V. Del Vecchio, New York, New York
Public Comment Bruce Lisman, Bear, Stearns & Co. Inc.
Public Comment David L. Carey, Cold Spring Harbor, New York
Public Comment George U. Sauter, Managing Director, The Vanguard Group, Inc.
Public Comment Geraldine Oliva-Becker, Middletown, New Jersey
Public Comment Henry H. Hopkins, Vice President and Chief Legal Counsel; Andrew M. Brooks, Vice President and Head of Equity Trading, T. Rowe Price Associates, Inc.
Public Comment James Maguire, Managing Director, LaBranche & Co.
Public Comment John G. Gaine, President, Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a January 26, 2005 meeting with representatives of Bloomberg Tradebook
Public Comment Neal L. Wolkoff, Acting Chief Executive Officer, American Stock Exchange LLC
Public Comment P. Howard Edelstein, President and CEO, Radianz Americas, Inc.
Public Comment Robert E. Andrews, Member of Congress
Public Comment Stewart P. Greene, Chief Counsel, Securities Law, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund
Public Comment Adam Cooper, Senior Managing Director and General Counsel, Citadel Investment Group, L.L.C.
Public Comment Alex Goor, President, Inet ATS, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-04
Release Number
34-49325
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