Comments on Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment IA-1862 Phyllis J. Bernstein, Director, Personal Financial Planning, American Institute of Certified Public Accountants
Public Comment IA-1862 Richard T. Prins, Partner, Skadden, Arps, Slate, Meagher, and Flom, LLP and Affliates
Public Comment IA-1862 Robert P. Goss, CFP, President, CFP Board
Public Comment IA-1862 Tom Herndon, Florida State Board of Administration
Public Comment IA-1862 Heather C. King, Compliance Officer, Cornerstone Capital Management, Inc.
Public Comment IA-1862 Kenneth L. Kahn, Managing Director, BNY ESI & Co.
Public Comment IA-1862 MarieElena V. Ness, Regulatory Compliance Assistance
Public Comment IA-1862 Nancy Lininger, The Consortium, Camarillo, Calif.
Public Comment IA-1862 Norman H. Lehrer, President, Lehrer Management Co., Inc.
Public Comment IA-1862 Patrick H. Doyle, JD, Compliance Officer, Securities America Advisors, Inc.
Public Comment IA-1862 Richard S. Cortese, Vice President, Consulting Services, National Regulatory Services, Lakeville, Conn.
Public Comment IA-1862 K. Larry Hastie, MBA, PhD, President, Pattern Recognition Management, Ann Arbor, Mich.
Public Comment IA-1862 Richard Schroeder, CFP
Public Comment IA-1862 Dean R. Lycas
Public Comment IA-1862 Mark Latham, The Corporate Monitoring Project, San Francisco, Calif.
Public Comment IA-1862 Michael James Skinner, registered adviser
Public Comment IA-1862 Donald Steinmann, Advanced Financial Management, Pasadena, Calif.
Public Comment IA-1862 Yasmin Mansoor, investment adviser
Public Comment IA-1862 Charles S. Cruice, Greenville Capital Management
Public Comment IA-1862 James Jones
Public Comment IA-1862 Professor Aaron Brown, Finance Department, Yeshiva University, New York, N.Y.
Public Comment IA-1862 Terry W. Treiber, CFP, Financial Planning Specialist, Merrill Lynch - Raleigh Complex
Public Comment IA-1862 Paul Nissenbaum
Public Comment IA-1862 an anonymous reviewer
Public Comment IA-1862 Paul J. Toohey, CFP
Public Comment IA-1862 Judy Goldman, CFP, Walnut Creek, Calif.
Public Comment IA-1862 Richard E. Vodra, CFP, Falls Church, Va.
Public Comment IA-1862 James McRitchie, Editor, Corporate Governance, Sacramento, Calif.
Public Comment IA-1862 Debra F. Strahan, Global Securities Information
Public Comment IA-1862 Margarett Gorodess, Chicago, Ill.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-00
Release Number
IA-2711
IA-1862
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