Comments on Proposed Rule: Investment Company Governance

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13,748

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Date Received
Date Letter Type Commenter Name
Public Comment Phillip Goldstein, President, Kimball & Winthrop, Inc.; Opportunity Partners L.P., Pleasantville, New York
Public Comment David Certner, Director, Federal Affairs, AARP
Public Comment Brian Cohen, Fidelity Fund Holder, Seattle, Washington
Public Comment U.S. Representative Michael G. Oxley, Chairman, House Committee on Financial Services; U.S. Representative Richard H. Baker, Chairman, House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises; U.S. Senator Peter G. Fitzgerald, Chairman, Senate Governmental Affairs, Subcommittee on Financial Management, the Budget, and International Security; U.S. Senator Daniel K. Akaka, Ranking Member, Senate Governmental Affairs Subcommittee on Financial Management, the Budget, and International Security; and U.S. Senator Carl Levin, Ranking Member, Senate Governmental Affairs Permanent Subcommittee on Investigations
Public Comment Arnold L. Lehman, Legg Mason Wood Walker, Inc., Baltimore, Maryland
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America; Mercer Bullard, Founder and President, Fund Democracy, Inc.; Kenneth McEldowney, Executive Director, Consumer Action; Sally Greenberg, Senior Counsel, Consumers Union; Frank Clemente, Director, Public Citizen's Congress Watch
Public Comment Charles D. Ellis, Senior Adviser and Former Managing Partner, Greenwich Associates; Rajiv L. Gupta, Chairman and Chief Executive Officer, Rohm and Haas Co.; JoAnn Heffernan Heisen, Vice President, Chief Information Officer and Member of Executive Committee, Johnson & Johnson; Burton G. Malkiel, Professor of Economics, Princeton University; Alfred M. Rankin, Jr., Chairman, President and Chief Executive Officer, NACCO Industries, Inc.; J. Lawrence Wilson, Retired Chairman and Chief Executive Officer, Rohm and Haas Co.
Public Comment Craig S. Tyle, General Counsel, Investment Company Institute
Public Comment Daniel M. Clifton, Executive Director, American Shareholders Association
Public Comment Edward E. Sammons, Jr., President, Asset Management Fund and Shay Assets Management, Inc., Chicago, Illinoisb
Public Comment Eric D. Roiter, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment George Keane, chairman, Audit Committee of Nicholas Applegate Funds, San Diego, California
Public Comment Independent Directors of the American Century Funds
Public Comment James H. Bodurtha, Chair, Directors' Committee, lnvestment Company Institute
Public Comment James L. Bicksler, Rutgers University, School of Business
Public Comment John E. Murray, Jr., Lead Director, The Federated Funds, Federated Investors, Inc.
Public Comment John J. Brennan, Chairman and Chief Executive Officer, The Vanguard Group
Public Comment John K.S. Wilson, Director - Socially Responsible Investing
Public Comment Karen Maughan, Anacortes, Washington
Public Comment Morningstar, Inc.
Public Comment R. Bruce Josten, U.S. Chamber of Commerce
Public Comment Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc.
Public Comment Ralph Bakkensen, Andover, MA
Public Comment Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Public Comment Robert G. Davis, Chairman and Chief Executive Officer, United Services Automobile Association
Public Comment Rosemary Clausen
Public Comment Roy Sandstrom
Public Comment Scott L. Barbee, Managing Director, Berno, Gambal & Barbee, Inc.
Public Comment Stephen Y. Ascher, Ascher Decision
Public Comment Additional Marvin L. Mann, Chairman, Independent Trustees

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-04
Release Number
IC-26323
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