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Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 13
B: 8
C: 2

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Date Sort descending	Letter Type	Commenter Name
May 7, 2005	Public Comment	Danny C. Barnett
May 7, 2005	Public Comment	John O'Brien
May 6, 2005	Public Comment	Anonymous
May 6, 2005	Public Comment	Barbara Lyle, President, Belcor Development Corporation
May 6, 2005	Public Comment	Don Bappe
May 6, 2005	Public Comment	Donald Scott
May 6, 2005	Public Comment	Father Gregory Ofiesh, President, Franklin Lake Resources Inc.
May 6, 2005	Public Comment	Frank T. Blennau, New Hyde Park, New York
May 6, 2005	Public Comment	Garry Grewal
May 6, 2005	Public Comment	Peter Coolidge, Portfolio Manager, Deltec Asset Management
May 6, 2005	Public Comment	Rob, Akron, Ohio
May 6, 2005	Public Comment	Wade N. Seymour, Equity Trading Principal, Wiley Bros-Aintree Capital, LLC
May 5, 2005	Public Comment	C. L. Couillard
May 5, 2005	Public Comment	Charles M. Skibo, Chairman & CEO, HouseRaising, Inc.
May 5, 2005	Public Comment	Clark M. Castleberry
May 5, 2005	Public Comment	Eric J. Holtz
May 5, 2005	Public Comment	Eric Walters, V.P. Operations, Bust.com
May 5, 2005	Public Comment	Geoff Watson
May 5, 2005	Public Comment	James F. Walls
May 5, 2005	Public Comment	John D. Finnerty Professor of Finance, Fordham University
May 5, 2005	Public Comment	John Malin
May 5, 2005	Public Comment	Marvinelia
May 5, 2005	Public Comment	Milling Law Offices
May 5, 2005	Public Comment	Peter G. Matthews, Lawyer, West Vancouver, B.C., Canada
May 5, 2005	Public Comment	V. Flannigan
May 4, 2005	Public Comment	B. Livanos
May 4, 2005	Public Comment	Cohwen Eggli
May 4, 2005	Public Comment	David Braeutigan
May 4, 2005	Public Comment	David Swartout
May 4, 2005	Public Comment	J.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500

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