Comments on Rulemaking Petition: Request for rulemaking under the Securities Exchange Act of 1934 to amend Rule 3360 of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., regarding member records of "short" positions and reporting and public dissemination of aggregate positions by security

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Date Sort descending	Letter Type	Commenter Name
May 13, 2005	Public Comment	Bruce Koestner
May 13, 2005	Public Comment	Darryl Mellott
May 13, 2005	Public Comment	Donald E. West, President, Gulf Biomedical Corporation
May 13, 2005	Public Comment	Erich Eipert
May 13, 2005	Public Comment	Fred Smith
May 13, 2005	Public Comment	Harry Livingston
May 13, 2005	Public Comment	Janet Bova-Wood
May 13, 2005	Public Comment	Jim Singer
May 13, 2005	Public Comment	John Campbell
May 13, 2005	Public Comment	Norman Wimberg
May 13, 2005	Public Comment	R. Douglas Olson
May 13, 2005	Public Comment	Samer Mohdad
May 13, 2005	Public Comment	Scott Rotker
May 13, 2005	Public Comment	Sergio Chavez
May 13, 2005	Public Comment	Stewart Gemmill, Team Manager, PT1
May 13, 2005	Public Comment	Thomas Grossman
May 13, 2005	Public Comment	Tommy Butcher
May 12, 2005	Public Comment	David J. O'Hanlon, Family Investment Representative
May 12, 2005	Public Comment	Jon Perz
May 12, 2005	Public Comment	Ron Gendron, Individual Investor
May 11, 2005	Public Comment	Christy Woodward Kaupert, Ass't. Prof., Political Science Department, San Antonio College
May 11, 2005	Public Comment	Doug Sloter
May 11, 2005	Public Comment	Karen Smith
May 11, 2005	Public Comment	Timothy Munro Roberts
May 10, 2005	Public Comment	Charles O'Meara, Senior Managing Director and General Counsel, Ziegler
May 10, 2005	Public Comment	Larry L. Eastland, Ph. D.
May 9, 2005	Public Comment	Howard I. Busch
May 8, 2005	Public Comment	John W. Williams
May 8, 2005	Public Comment	Kevin Comer
May 8, 2005	Public Comment	Richard Sitbon, Bethel Alaska

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-500