Comments on Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Marc Steinberg
Public Comment Michael J. Canning, Principal, LXR Group
Public Comment Tash Salas, Founder and President, Global Capital Institute LLC
Public Comment Raymond Wu
Public Comment Ross Hancock, Founder, AccreditedNow LLC
Public Comment Shawn SN, CEO, The Native Claim Firm
Public Comment Robert E. Rutkowski
File Number
4-935