Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, from the Definition of “Exchange” in Section 3(a)(1) of the Exchange Act for the Use of Certain Distributed Ledger Trading Venues for Tokenized NMS Stocks and from the Definition of “Dealer” in Section 3(a)(5) of the Exchange Act for Certain Liquidity Providers for Tokenized NMS Stocks, and Request for Comment

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Date Received
Date Letter Type Commenter Name
Public Comment Dr. Rajesh P. Narayanan, Professor of Finance, Louisiana State University
Public Comment Gustavo Pessoa
Public Comment Kathy Willard
Public Comment Keith Willard, Cross Tees Screen Printing
Public Comment Lu Jones
Public Comment Maryann Manion
Public Comment Jim Lin, CEO, AIMICHIA Technology Co., Ltd.
Public Comment John Noullet, Retired
Public Comment Arifa Khan, Independent Researcher
Public Comment Andreas Park, University of Toronto
Public Comment Leo D. Tinkham, Jr., Certified Employee Benefits Specialist ( CEBS)
Public Comment Patrick Wilson, General Counsel, Solana Policy Institute; Miller Whitehouse‑Levine, CEO, Solana Policy Institute
Public Comment Robert E. Rutkowski
Public Comment TJ Herlihy, Financial Advisor, CPFA, CEPA
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.; Amanda L. Fischer, Policy Director & COO, and Better Markets, Inc.
Public Comment Cameron Razaghi, President, Commertize, Inc.
Public Comment Jesse Keyser, Franchise Owner
Public Comment Sushant Kumar, Co-founder, Vandergrid
Public Comment Arifa Khan, Independent Researcher
Public Comment Brock Marquez, Nevada Realtors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 20, 2026 meeting with representatives of the Cahill Gordon & Reindell LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 20, 2026 meeting with representatives of the DeFi Education Fund
Public Comment Ryan Jennings
Public Comment Chris Cho, Closter City Councilman, Small-Business Owner
Public Comment Darren Justus, Owner, Justus Salon
Public Comment Dr. John Kallis, Investor
Public Comment Ericka Bylund, Financial Advisor
Public Comment Kenneth E. Bentsen Jr., CEO, President, Securities Industry and Financial Markets Association
Public Comment Scot Heagney, Small Business Owner, Developer, Retail Investor
Public Comment Tokenization Systems
File Number
4-927
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