The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50992 | Jan 7, 2005 | SR-OCC-2004-23 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Conforming Change in Rule 1106(a)(3) |
| 34-50951 | Dec 30, 2004 | SR-OCC-2004-22 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts |
| 34-50895 | Dec 20, 2004 | SR-OCC-2004-11 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to Yield-Based Treasury Options See Also - Rel. No. 34-50466, Rel. No. 34-50466 |
| 34-50585 | Oct 25, 2004 | SR-OCC-2004-18 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Adjustment Policies for Options and Stock Futures on Fund Shares |
| 34-50526 | Oct 13, 2004 | SR-OCC-2004-13 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to Borrowing Against the Clearing Fund See Also - Rel. No. 34-50280, Rel. No. 34-50280 |
| 34-50518 | Oct 12, 2004 | SR-OCC-2004-16 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Approved Depositories |
| 34-50509 | Oct 8, 2004 | SR-OCC-2004-10 | The Options Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Establish an Internal Cross-Margin Program |
| 34-50466 | Sep 29, 2004 | SR-OCC-2004-11 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Yield-Based Treasury Options See Also - Rel. No. 34-50895, Rel. No. 34-50895 |
| 34-50465 | Sep 29, 2004 | SR-OCC-2003-09 | The Options Clearing Corporation | Order Granting Accelerated Approval of Amendment No. 1 Relating to Minimum Net Capital Requirements for Appointed Clearing Members See Also - Rel. No. 34-49478, Rel. No. 34-49478 |
| 34-50280 | Aug 27, 2004 | SR-OCC-2004-13 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Borrowing Against the Clearing Fund See Also - Rel. No. 34-50526, Rel. No. 34-50526 |