The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51584 | Apr 20, 2005 | SR-OCC-2005-04 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures With Respect to Deposits of Cash or Securities With an Escrow Bank for Short Positions in Stock Option or Index Option Contracts |
| 34-51521 | Apr 11, 2005 | SR-OCC-2004-17 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 See Also - Rel. No. 34-51826, Rel. No. 34-51826 |
| 34-51454 | Mar 30, 2005 | SR-ODD-2005-01 | The Options Clearing Corporation | Order Granting Approval of Proposed Supplement to the Options Disclosure Document Regarding Volatility Options |
| 34-51445 | Mar 29, 2005 | SR-OCC-2005-03 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Electronic Pledge System Through Which Clearing Members May Deposit Securities With Banks Acting as Agents for OCC To Meet Margin and Clearing Fund Requirements |
| 34-51390 | Mar 17, 2005 | SR-OCC-2005-02 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Money-Only Settlement Service |
| 34-51350 | Mar 9, 2005 | SR-OCC-2004-19 | The Options Clearing Corporation | Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing See Also - Rel. No. 34-51120, Rel. No. 34-51120 |
| 34-51331 | Mar 8, 2005 | SR-OCC-2002-16 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Unsegregation of Long Option Positions See Also - Rel. No. 34-52035, Rel. No. 34-52035 |
| 34-51330 | Mar 8, 2005 | SR-OCC-2003-04 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to a New Customers' Lien Account See Also - Rel. No. 34-52030, Rel. No. 34-52030 |
| 34-51291 | Mar 2, 2005 | SR-OCC-2005-01 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Cross-Margining Agreement With The Clearing Corporation |
| 34-51120 | Feb 1, 2005 | SR-OCC-2004-19 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing See Also - Rel. No. 34-51350, Rel. No. 34-51350 |