The Options Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-50465 Sep 29, 2004 SR-OCC-2003-09 The Options Clearing Corporation Order Granting Accelerated Approval of Amendment No. 1 Relating to Minimum Net Capital Requirements for Appointed Clearing Members
See Also - Rel. No. 34-49478, Rel. No. 34-49478
34-50280 Aug 27, 2004 SR-OCC-2004-13 The Options Clearing Corporation Notice of Filing of a Proposed Rule Change Relating to Borrowing Against the Clearing Fund
See Also - Rel. No. 34-50526, Rel. No. 34-50526
34-50178 Aug 10, 2004 SR-OCC-2004-04 The Options Clearing Corporation Order Granting Approval of a Proposed Rule Change To Reduce the Thresholds Applied to Equity Options for Purposes of Exercise by Exception Processing on Expiration
See Also - Rel. No. 34-49929, Rel. No. 34-49929
34-50141 Aug 4, 2004 SR-OCC-2004-14 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Segregation of Long Leg After Close Out of Short Leg of a Spread
34-50120 Jul 29, 2004 SR-OCC-2004-09 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligible Securities for OCC's Stock/Loan Hedge Program
34-50080 Jul 26, 2004 SR-OCC-2004-12 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts
34-50069 Jul 23, 2004 SR-OCC-2004-15 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Erroneous Cross-Reference Resulting From an Approved Rule Change
34-49987 Jul 8, 2004 SR-OCC-2004-07 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Settlements of Exercises and Assignments of Foreign Currency Options
34-49929 Jun 28, 2004 SR-OCC-2004-04 The Options Clearing Corporation Notice of Filing of a Proposed Rule Change To Reduce the Thresholds Applied to Equity Options for Purposes of Exercise by Exception Processing on Expiration
See Also - Rel. No. 34-50178, Rel. No. 34-50178
34-49925 Jun 28, 2004 SR-OCC-2004-08 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Clearance and Settlement of Variance Futures and Options on Variance Futures
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