The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50178 | Aug 10, 2004 | SR-OCC-2004-04 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Reduce the Thresholds Applied to Equity Options for Purposes of Exercise by Exception Processing on Expiration See Also - Rel. No. 34-49929, Rel. No. 34-49929 |
| 34-50141 | Aug 4, 2004 | SR-OCC-2004-14 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Segregation of Long Leg After Close Out of Short Leg of a Spread |
| 34-50120 | Jul 29, 2004 | SR-OCC-2004-09 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligible Securities for OCC's Stock/Loan Hedge Program |
| 34-50080 | Jul 26, 2004 | SR-OCC-2004-12 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts |
| 34-50069 | Jul 23, 2004 | SR-OCC-2004-15 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Erroneous Cross-Reference Resulting From an Approved Rule Change |
| 34-49987 | Jul 8, 2004 | SR-OCC-2004-07 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Settlements of Exercises and Assignments of Foreign Currency Options |
| 34-49929 | Jun 28, 2004 | SR-OCC-2004-04 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change To Reduce the Thresholds Applied to Equity Options for Purposes of Exercise by Exception Processing on Expiration See Also - Rel. No. 34-50178, Rel. No. 34-50178 |
| 34-49925 | Jun 28, 2004 | SR-OCC-2004-08 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Clearance and Settlement of Variance Futures and Options on Variance Futures |
| 34-49841 | Jun 9, 2004 | SR-OCC-2003-11 | The Options Clearing Corporation | Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing View Received Comments See Also - Rel. No. 34-49378, Rel. No. 34-49378 |
| 34-49834 | Jun 8, 2004 | SR-OCC-2004-06 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Index Option Expiration Date Exercise Procedures |