The Options Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort descending File Number SRO Organization Details
34-52783 Nov 16, 2005 SR-OCC-2003-13 The Options Clearing Corporation Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members
See Also - Rel. No. 34-53053, Rel. No. 34-53053
34-52473 Sep 20, 2005 SR-OCC-2005-12 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for OCC's Theoretical Profit/Loss File
34-52125 Jul 26, 2005 SR-OCC-2005-09 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Data Distribution Service
34-52120 Jul 25, 2005 SR-OCC-2005-10 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program
34-52110 Jul 22, 2005 SR-OCC-2005-11 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations
34-52030 Jul 14, 2005 SR-OCC-2003-04 The Options Clearing Corporation Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account
See Also - Rel. No. 34-51330, Rel. No. 34-51330
34-52035 Jul 14, 2005 SR-OCC-2002-16 The Options Clearing Corporation Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions
See Also - Rel. No. 34-51331, Rel. No. 34-51331
34-52034 Jul 14, 2005 SR-OCC-2005-08 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts
34-52010 Jul 12, 2005 SR-OCC-2005-06 The Options Clearing Corporation Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc.
34-51861 Jun 16, 2005 SR-OCC-2005-07 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options