The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53053 | Jan 5, 2006 | SR-OCC-2003-13 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members See Also - Rel. No. 34-52783, Rel. No. 34-52783 |
| 34-52982 | Dec 19, 2005 | SR-OCC-2005-20 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market |
| 34-52975 | Dec 19, 2005 | SR-OCC-2004-20 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to a New Risk Management Methodology |
| 34-52868 | Dec 1, 2005 | SR-OCC-2005-18 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Deposits for a Customers' Lien Account |
| 34-52869 | Dec 1, 2005 | SR-OCC-2005-16 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gasoline Index Futures |
| 34-52830 | Nov 23, 2005 | SR-OCC-2005-15 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rejection of Erroneous Post-Trade Instructions |
| 34-52790 | Nov 17, 2005 | SR-OCC-2005-13 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fees for Certain Transactions Executed on OneChicago, LLC |
| 34-52789 | Nov 17, 2005 | SR-OCC-2005-14 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Sub-Accounts |
| 34-52783 | Nov 16, 2005 | SR-OCC-2003-13 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members See Also - Rel. No. 34-53053, Rel. No. 34-53053 |
| 34-52473 | Sep 20, 2005 | SR-OCC-2005-12 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for OCC's Theoretical Profit/Loss File |