The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102284 | Jan 27, 2025 | SR-OCC-2025-001 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s Risk Policies Comments Due: February 21, 2025 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c Submit a Comment on SR-OCC-2025-001
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| 34-102202 | Jan 15, 2025 | SR-OCC-2024-010 | The Options Clearing Corporation | Notice of Filing of Amendment No. 3 to Proposed Rule Change by The Options Clearing Corporation to Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts to Help Mitigate the Risks Arising from Intraday and Overnight Tradi View Received Comments See Also - Exhibit 3a, Exhibit 4b, Exhibit 5a, Exhibit 5b, Exhibit 4a |
| 34-102203 | Jan 15, 2025 | SR-OCC-2024-016 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations (“STANS”) and OCC’s Comprehensive Stress Testing (“CST”) Methodology, to Better Ca |
| 34-102057 | Dec 30, 2024 | SR-OCC-2024-014 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Perio |
| 34-102018 | Dec 20, 2024 | SR-OCC-2024-018 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s By-Laws Comments Due: January 21, 2025 See Also - Exhibit 5 |
| 34-102013 | Dec 20, 2024 | SR-OCC-2024-017 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Options Clearing Corporation’s Schedule of Fees View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-101792 | Dec 2, 2024 | SR-OCC-2024-015 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules |
| 34-101780 | Dec 2, 2024 | SR-OCC-2024-016 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations ("STANS") and OCC's Comprehensive Stress Testing ("CST") Methodology, to Better Capture t See Also - Exhibit 5, Exhibit 3 |
| 34-101754 | Nov 26, 2024 | SR-OCC-2024-011 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Its Stock Loan Programs |
| 34-101684 | Nov 21, 2024 | SR-OCC-2024-014 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment no. 1, by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calcula |