National Securities Exchanges - Current
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98843 | Nov 1, 2023 | SR-NASDAQ-2023-025 | The Nasdaq Stock Market LLC (NASDAQ) | Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits View Received Comments Submit a Comment on SR-NASDAQ-2023-025
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| 34-98835 | Nov 1, 2023 | SR-CboeBZX-2023-085 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| 34-98837 | Nov 1, 2023 | SR-CboeEDGX-2023-066 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| 34-98834 | Nov 1, 2023 | SR-CboeBYX-2023-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to the Continuing Education for Registered Persons Comments Due: November 28, 2023 See Also - Exhibit 5 |
| 34-98826 | Oct 30, 2023 | SR-PEARL-2023-59 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Extend the Sunset Period for the Step-Added Liquidity Rebate Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98825 | Oct 30, 2023 | SR-PEARL-2023-58 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 2614(a)(1)(ix) and 2618(b)(1) to Amend Certain Risk Controls When Trading Equity Securities on MIAX Pearl Equities Comments Due: November 24, 2023 See Also - Exhibit 5 |
| 34-98811 | Oct 27, 2023 | SR-CboeEDGX-2023-057 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees View Received Comments |
| 34-98810 | Oct 27, 2023 | SR-CboeEDGA-2023-015 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees View Received Comments |
| 34-98809 | Oct 27, 2023 | SR-CboeBZX-2023-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees View Received Comments |
| 34-98808 | Oct 27, 2023 | SR-C2-2023-020 | Cboe C2 Exchange, Inc. (C2) | Notice of Withdrawal of Proposed Rule Change to Amend Its Fee Schedule Related to Physical Port Fees View Received Comments |