National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98375 | Sep 13, 2023 | SR-BX-2023-022 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118(e) Comments Due: October 10, 2023 See Also - Exhibit 5 Submit a Comment on SR-BX-2023-022
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| 34-98367 | Sep 12, 2023 | SR-NASDAQ-2023-017 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| 34-98365 | Sep 12, 2023 | SR-CboeEDGA-2023-014 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98363 | Sep 12, 2023 | SR-PEARL-2023-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98366 | Sep 12, 2023 | SR-NASDAQ-2023-022 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |
| 34-98355 | Sep 12, 2023 | SR-NYSEARCA-2023-61 | NYSE Arca (NYSEARCA) | 34-98355 Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98362 | Sep 12, 2023 | SR-EMERALD-2023-23 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98361 | Sep 12, 2023 | SR-MIAX-2023-33 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: 21 days after date of publication in the Federal Register See Also - Exhibit 5 |
| 34-98360 | Sep 12, 2023 | SR-MEMX-2023-21 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98358 | Sep 12, 2023 | SR-CboeBZX-2023-064 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: October 10, 2023 |