National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99090 | Dec 6, 2023 | SR-PEARL-2023-65 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2023-65
|
| 34-99089 | Dec 5, 2023 | SR-EMERALD-2023-29 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Purge Ports Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99088 | Dec 5, 2023 | SR-MIAX-2023-43 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Purge Ports Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99087 | Dec 5, 2023 | SR-NYSEAMER-2023-63 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99081 | Dec 5, 2023 | SR-NASDAQ-2023-045 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) View Received Comments |
| 34-99082 | Dec 5, 2023 | SR-NYSEARCA-2023-70 | NYSE Arca (NYSEARCA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments |
| 34-99083 | Dec 5, 2023 | SR-PHLX-2023-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra M View Received Comments See Also - Exhibit 5 |
| 34-99062 | Dec 1, 2023 | SR-NYSEARCA-2023-81 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 28, 2023 See Also - Exhibit 5 |
| 34-99056 | Nov 30, 2023 | SR-NYSEAMER-2023-61 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2023 See Also - Exhibit 5 |
| 34-99057 | Nov 30, 2023 | SR-NYSECHX-2023-23 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2024 See Also - Exhibit 5 |