National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98085 | Aug 8, 2023 | SR-NASDAQ-2023-027 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 Submit a Comment on SR-NASDAQ-2023-027
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| 34-98073 | Aug 7, 2023 | SR-BOX-2023-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5020 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: September 1, 2023 See Also - Exhibit 5 |
| 34-98070 | Aug 7, 2023 | SR-MEMX-2023-16 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Comments Due: September 1, 2023 See Also - Exhibit 5 |
| 34-98066 | Aug 7, 2023 | SR-ISE-2023-13 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration Comments Due: September 1, 2023 See Also - Exhibit 5 |
| 34-98063 | Aug 4, 2023 | SR-IEX-2023-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98061 | Aug 4, 2023 | SR-CboeEDGX-2023-048 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98060 | Aug 4, 2023 | SR-C2-2023-017 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98059 | Aug 4, 2023 | SR-CboeBZX-2023-053 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protection Processes for Simple Orders and Make Other Clarifying Changes Comments Due: August 31, 2023 See Also - Exhibit 5 |
| 34-98058 | Aug 4, 2023 | SR-MIAX-2023-22 | Miami International Securities Exchange, LLC (MIAX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Implement a Low Priced Stock Strike Price Interval Program View Received Comments |
| 34-98056 | Aug 4, 2023 | SR-GEMX-2023-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee Comments Due: August 31, 2023 See Also - Exhibit 5 |