National Securities Exchanges - Current
This page shows releases issued in the last two year period. To browse the full list, please visit National Securities Exchanges - All Years.
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To browse the full list, please visit National Securities Exchanges - All Years.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98233 | Aug 28, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-98232 | Aug 28, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| 34-98228 | Aug 28, 2023 | SR-Phlx-2023-38 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 8 Rules Comments Due: days after publication in the Federal Register. Comments Due: September 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-38
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| 34-98231 | Aug 28, 2023 | SR-CboeBZX-2023-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as it Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) Comments Due: September 22, 2023 See Also - Exhibit 5 |
| 34-98225 | Aug 25, 2023 | SR-NASDAQ-2023-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule to Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and to Make Further Amendments to Rules 4702 and 4703 Comments Due: September 21, 2023 See Also - Exhibit 5 |
| 34-98216 | Aug 24, 2023 | SR-CBOE-2023-041 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order that may be Entered on a Single Order Ticket at the Time of Systemization Comments Due: September 20, 2023 See Also - Exhibit 5 |
| 34-98170 | Aug 24, 2023 | SR-PEARL-2023-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 14, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98197 | Aug 22, 2023 | SR-NYSEAMER-2023-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 928NYP Comments Due: September 18, 2023 See Also - Exhibit 5 |
| 34-98187 | Aug 21, 2023 | SR-CBOE-2023-040 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Select Customer Options Reduction Program, Livevol Fees, and Routing Fee Codes Comments Due: September 15, 2023 See Also - Exhibit 5 |
| 34-98185 | Aug 21, 2023 | SR-Phlx-2023-37 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: September 15, 2023 See Also - Exhibit 5 |