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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-47734 | Apr 24, 2003 | SR-PCX-2003-13 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program View Received Comments |
| 34-47689 | Apr 17, 2003 | SR-NYSE-99-51 | New York Stock Exchange LLC (NYSE) | Order Tracking |
| 34-47676 | Apr 14, 2003 | SR-CBOE-2002-05 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of the CBOE Hybrid System View Received Comments See Also - Rel. No. 34-47959 |
| 34-47672 | Apr 11, 2003 | SR-NYSE-2002-33 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to Corporate Governance View Received Comments See Also - Rel. No. 34-48745, Comments received for SR-NYSE-2002-33 |
| 34-47658 | Apr 10, 2003 | SR-Amex-2003-18 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to "At the Close" Orders in Nasdaq Securities View Received Comments |
| 34-47614 | Apr 2, 2003 | SR-NYSE-2002-55 | New York Stock Exchange LLC (NYSE) | Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the New York Stock Exchange, Inc. Regarding the Dissemination of Liquidity Quotations View Received Comments See Also - Rel. No. 34-47091, and Order Granting Interim Stay |
| 34-47577 | Mar 26, 2003 | SR-PCX-2003-03 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business View Received Comments |
| 34-47186 | Jan 14, 2003 | SR-BSE-2002-15 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc., Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-48355 |
| 34-47110 | Dec 31, 2002 | SR-NYSE-2002-49 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. Relating to Exchange Rules 344 ("Supervisory Analysts"), 345A ("Continuing Education for Registered Persons"), 351 ("Reporting Requirements") and 472 ("Communications With the Public") and by the National Association of Securities Dealers, Inc. Relating to Research Analyst Conflicts of Interest View Received Comments See Also - Rel. No. 34-48252, Rel. No. 34-47912 |
| 34-47091 | Dec 23, 2002 | SR-NYSE-2002-55 | New York Stock Exchange LLC (NYSE) | Notice of Filing of a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Dissemination of Liquidity Quotations View Received Comments See Also - Rel. No. 34-47614, Rel. No. 34-47614 |