Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83038 | Apr 12, 2018 | SR-MSRB-2018-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System See Also - Exhibit 4, Exhibit 5 |
| 34-82616 | Feb 1, 2018 | SR-MSRB-2018-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-82321 | Dec 14, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Rel. No. 34-82053, Rel. No. 34-81595 |
| 34-82238 | Dec 8, 2017 | SR-MSRB-2017-08 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Rel. No. 34-81921 |
| 34-82053 | Nov 13, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 4, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-81595 |
| 34-81921 | Oct 23, 2017 | SR-MSRB-2017-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Exhibit 3, Rel. No. 34-82238 |
| 34-81841 | Oct 10, 2017 | SR-MSRB-2017-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Amend the Annual Municipal Advisor Professional Fee See Also - Exhibit 5 |
| 34-81595 | Sep 13, 2017 | SR-MSRB-2017-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 2, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-82053 |
| 34-81432 | Aug 18, 2017 | SR-MSRB-2017-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-81060 |
| 34-81264 | Jul 31, 2017 | SR-MSRB-2017-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Assess an Underwriting Fee on Dealers That Are Underwriters of Primary Offerings of Plans View Received Comments See Also - Exhibit 5 |