Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Assess an Underwriting Fee on Dealers that are Underwriters of Primary Offerings of Plans

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board
Public Comment Emily Swenson Brock, Director, Federal Liaison Center, Government Finance Officers Association
Public Comment James DiUlio, Director, Wisconsin 529 College Savings Program
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Mary G. Morris, Chief Executive Officer, Virginia529 & ABLEnow
Public Comment Michael J. Downer, Senior Counsel, American Funds Distributors
Public Comment Tamara K. Salmon, Associate General Counsel, Investment Company Institute
Public Comment The College Savings Foundation and The College Savings Plans Network
Public Comment Sandra Madden, General Counsel, Ascensus College Savings
Public Comment Stephen C. Wade, Chairman, First National Capital Markets, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2017-05
Release Number
34-81264
Related Materials
How to submit comments