Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors

Submitted Comments
May 4, 2018	Mike Nicholas, CEO, Bond Dealers of America; Susan Gaffney, Executive Director, National Association of Municipal Advisors; and Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Apr. 30, 2018	Pamela K. Ellis, Associate General Counsel, Municipal Securities Rulemaking Board
Feb. 28, 2018	Susan Gaffney, Executive Director, National Association of Municipal Advisors
Feb. 28, 2018	Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Feb. 28, 2018	Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Feb. 28, 2018	Leo Kapwejna, Chief Compliance Officer; Cheryl Maddox, General Counsel; and Catherine Humphrey-Bennett, Municipal Advisory Compliance Officer; Public Financial Management, Inc. and PFM Financial Advisors LLC
Meetings with SEC Officials
Apr. 10, 2018	Memorandum from the Office of Municipal Securities regarding an April 10, 2018, meeting with representatives of the Bond Dealers of America