Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96348 | Nov 17, 2022 | SR-MSRB-2022-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease Comments Due: December 14, 2022 See Also - Exhibit 5 Submit a Comment on SR-MSRB-2022-09
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| 34-96346 | Nov 17, 2022 | SR-MSRB-2022-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2023 Comments Due: December 14, 2022 See Also - Exhibit 5 |
| 34-95684 | Sep 7, 2022 | SR-MSRB-2022-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 2, Exhibit 5 |
| 34-95602 | Aug 25, 2022 | SR-MSRB-2022-05 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices |
| 34-95417 | Aug 3, 2022 | SR-MSRB-2022-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| 34-95380 | Jul 28, 2022 | SR-MSRB-2022-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 |
| 34-95208 | Jul 7, 2022 | SR-MSRB-2022-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 To Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95145 | Jun 23, 2022 | SR-MSRB-2022-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals |
| 34-95094 | Jun 13, 2022 | SR-MSRB-2022-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95075 | Jun 9, 2022 | SR-MSRB-2022-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 3, Exhibit 5 |