Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97984 | Jul 25, 2023 | SR-MSRB-2023-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books and Recor Comments Due: August 21, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 Submit a Comment on SR-MSRB-2023-05
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| 34-97585 | May 25, 2023 | SR-MSRB-2023-03 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cros |
| 34-97483 | May 11, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records |
| 34-97423 | May 2, 2023 | SR-MSRB-2023-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27 to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2024 and Amend MSRB Rule G-16 to Delete Temporary Relief for the Comments Due: May 30, 2023 See Also - Exhibit 5 |
| 34-97257 | Apr 6, 2023 | SR-MSRB-2023-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cross Refer Comments Due: May 3, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97255 | Apr 5, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Amendments to MSRB Rule G–40, on Advertising by Municipal Advisors, and MSRB Rule G–8, on Books and Records Comments Due: 15 days from publication in the Federal Register. See Also - Exhibit 5, Exhibit 4 |
| 34-97218 | Mar 29, 2023 | SR-MSRB-2023-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and to Amend MSRB Rule G-8, on Books and Records Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 4, Exhibit 5 |
| 34-96842 | Feb 8, 2023 | SR-MSRB-2023-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-96840 | Feb 8, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96516 | Dec 16, 2022 | SR-MSRB-2022-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes Comments Due: January 12, 2023 See Also - Exhibit 3, Exhibit 5 |