Municipal Securities Rulemaking Board (MSRB) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75628 | Aug 6, 2015 | SR-MSRB-2015-03 | Municipal Securities Rulemaking Board (MSRB) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors View Received Comments See Also - Rel. No. 34-76753, Rel. No. 34-76420, Rel. No. 34-75737, Rel. No.34-74860 |
| 34-75602 | Aug 4, 2015 | SR-MSRB-2015-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System See Also - Exhibit 5 |
| 34-75454 | Jul 15, 2015 | SR-MSRB-2015-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities View Received Comments See Also - Exhibit 5 |
| 34-75039 | May 22, 2015 | SR-MSRB-2015-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service View Received Comments See Also - Rel. No. 34-74564 |
| 34-74860 | May 4, 2015 | SR-MSRB-2015-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors View Received Comments See Also - Exhibit 5, Rel. No. 34-76753, Rel. No. 34-76420, Rel. No. 34-75737, Rel. No. 34-75628 |
| 34-74858 | May 1, 2015 | SR-MSRB-2015-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of the Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination View Received Comments See Also - for this proposal. Exhibit 3a, Exhibit 3b |
| 34-74564 | Mar 23, 2015 | SR-MSRB-2015-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service View Received Comments See Also - Exhibit 2, Exhibit 5, Order Rel. No. 34-75039 |
| 34-74561 | Mar 23, 2015 | SR-MSRB-2015-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees See Also - Exhibit 5 |
| 34-74384 | Feb 26, 2015 | SR-MSRB-2014-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities View Received Comments See Also - Rel. No. 34-73708 |
| 34-73764 | Dec 5, 2014 | SR-MSRB-2014-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP View Received Comments See Also - Rel. No. 34-72956 |