Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-75039 | May 22, 2015 | SR-MSRB-2015-02 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service View Received Comments See Also - Rel. No. 34-74564 |
| 34-74860 | May 4, 2015 | SR-MSRB-2015-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors View Received Comments See Also - Exhibit 5, Rel. No. 34-76753, Rel. No. 34-76420, Rel. No. 34-75737, Rel. No. 34-75628 |
| 34-74858 | May 1, 2015 | SR-MSRB-2015-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of the Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination View Received Comments See Also - for this proposal. Exhibit 3a, Exhibit 3b |
| 34-74564 | Mar 23, 2015 | SR-MSRB-2015-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service View Received Comments See Also - Exhibit 2, Exhibit 5, Order Rel. No. 34-75039 |
| 34-74561 | Mar 23, 2015 | SR-MSRB-2015-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-16, on Examination Fees See Also - Exhibit 5 |
| 34-74384 | Feb 26, 2015 | SR-MSRB-2014-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities View Received Comments See Also - Rel. No. 34-73708 |
| 34-73764 | Dec 5, 2014 | SR-MSRB-2014-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP View Received Comments See Also - Rel. No. 34-72956 |
| 34-73707 | Dec 1, 2014 | SR-MSRB-2014-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB's Electronic Municipal Market Access (EMMA) System To Add Disclosures Related to Municipal Asset-Backed Securities View Received Comments See Also - Exhibit 5 |
| 34-73708 | Dec 1, 2014 | SR-MSRB-2014-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-74384 |
| 34-73415 | Oct 23, 2014 | SR-MSRB-2014-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers; and Proposed Amendments to Rule G-9, on Preservation of Records View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-72706 |