Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions with Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding a December 3, 2014 telephonic meeting with a representative of SIFMA
Public Comment Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Meeting with SEC Officials Memorandum from the Office of Municipal Securities regarding an October 23, 2014 meeting with representatives of the Bond Dealers of America
Public Comment Chris Melton, Executive Vice President, Coastal Securities, Houston, Texas
Public Comment David L. Cohen, Managing Director and Associate General Counsel, SIFMA, New York, New York
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-07
Release Number
34-72956
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