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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions with Sophisticated Municipal Market Professionals ("SMMP"), and Rule D-15, on the Definition of SMMP
[Release No. 34-72956; File No. SR-MSRB-2014-07]
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| Nov. 21, 2014 | Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Oct. 30, 2014 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Sep. 29, 2014 | David L. Cohen, Managing Director and Associate General Counsel, SIFMA, New York, New York |
| Sep. 29, 2014 | Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors LLC |
| Sep. 29, 2014 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Sep. 29, 2014 | Chris Melton, Executive Vice President, Coastal Securities, Houston, Texas |
| Sep. 29, 2014 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
Meetings with SEC Officials
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| Dec. 4, 2014 | Memorandum from the Office of Municipal Securities regarding a December 3, 2014 telephonic meeting with a representative of SIFMA |
| Oct. 28, 2014 | Memorandum from the Office of Municipal Securities regarding an October 23, 2014 meeting with representatives of the Bond Dealers of America |
http://www.sec.gov/comments/sr-msrb-2014-07/msrb201407.shtml
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