No release number 4
Feb. 9, 2001
Chairman Arthur Levitt (Letter to industry regarding T+1)
34-43909
Jan. 31, 2001
Berkshire Hathaway, Inc. (Order Declining Review)
PA-31
Jan. 19, 2001
S7-02-01
Privacy Act of 1974: Notice of Modifications to a System of Records and Establishment of a New System of Records View Received Comments Federal Register version (66 FR 7820) Note: Comments received are available
34-43142
Aug. 10, 2000
Berkshire Hathaway, Inc. (Order Declining Review)
PA-29
July 28, 2000
S7-15-00
Privacy Act of 1974: Establishment of a New System of Records: Child Care Subsidy Program (SEC-41) Federal Register version (65 FR 49037)
IA-1888
July 28, 2000
Designation of NASD Regulation, Inc. To Establish and Maintain the Investment Adviser Registration Depository; Approval of IARD Fees Federal Register version (65 FR 47807)
No release number 3
July 26, 2000
Decimals Implementation Plan for the Equities and Options Markets, Exchange Committee on Decimals Submitted July 24, 2000
35-27816
June 14, 2000
S7-16-04
Rulemaking for EDGAR System Federal Register version (69 FR 13689)
34-42914
June 13, 2000
Order Directing the Exchanges and the National Association of Securities Dealers, Inc. to Submit a Phase-in Plan to Implement Decimal Pricing in Equity Securities and Options; Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 Federal Register version (65 FR 38010)
34-42906
June 7, 2000
In the Matter of the Investment Dealers Association of Canada; Order Granting Exemption Federal Register version (65 FR 37678)
IA-1869
April 27, 2000
4-433
Roundtable on Investment Adviser Regulatory Issues View Received Comments Federal Register version (65 FR 25776)
34-42685
April 13, 2000
4-430
Order Staying the Deadlines for Decimal Implementation and Notice of Request for Comment on Revised Decimal Implementation Schedules View Received Comments 4-430 Comments received electronically are available Federal Register version (65 FR 21046) Note: Comments received electronically are available
35-27154
March 15, 2000
National Grid Group plc (Order Approving Acquisition) International Series
33-7808
March 10, 2000
S7-08-00
Securities Uniformity; Annual Conference on Uniformity of Securities Laws Federal Register version (65 FR 14325)
34-42516
March 10, 2000
4-430
Supplemental Standards of Ethical Conduct for Employees of the Department of Agriculture Federal Register version (65 FR 21239)
34-42455
Feb. 24, 2000
10-127
In the Matter of the Application of The International Securities Exchange LLC for Registration as a National Securities Exchange; Findings and Opinion of the Commission Federal Register version (65 FR 11387)
34-42450
Feb. 23, 2000
SR-NYSE-99-48
Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. to Rescind Exchange Rule 390; Commission Request for Comment on Issues Relating to Market Fragmentation Comments Due: View Received Comments SR-NYSE-99-48 Comments received electronically are available Federal Register version (65 FR 10577)
34-42360
Jan. 28, 2000
4-430
Order Directing the Exchanges and the National Association of Securities Dealers, Inc. To Submit a Decimalization Implementation Plan Pursuant to Section 11A(a)(3)(B) of the Securities Exchange Act of 1934 View Received Comments 4-430 Comments received electronically are available Federal Register version (65 FR 5003)
34-42331
Jan. 12, 2000
S7-02-00
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act Comments Due: Federal Register version (65 FR 3399)
PA-28
Dec. 2, 1999
S7-27-99
Privacy Act of 1974: Notice of Modifications to a System of Records and the Establishment of a New System of Records Federal Register version (64 FR 69051)
34-42042
Oct. 20, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Amendment No. 1 to the Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Federal Register version (64 FR 57668)
34-41439
May 24, 1999
10-127
International Securities Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: View Received Comments 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 29367)
34-41384
May 10, 1999
List of Foreign Issuers Which Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (64 FR 26795)
PA-26
April 14, 1999
S7-13-99
Privacy Act of 1974: Establishment of Two Systems of Records: Disgorgement and Penalties Tracking System (SEC-47) and Fitness Center Membership, Payment, and Fitness Records (SEC-48) Federal Register version (64 FR 19840)
34-41288, FOIA-190, PA-27
April 14, 1999
S7-14-99
Amendments to the Commission's Freedom of Information Act, Privacy Act, and Confidential Treatment Rules Federal Register version (64 FR 19732)
