33-8206
March 17, 2003
Merrill Lynch & Co., Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act of 1934
34-47425
Feb. 28, 2003
Order Making Fiscal 2003 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 Federal Register version (68 FR 10925)
34-47375
Feb. 19, 2003
Relational Investors LLC (Order Declining to Review the Determination of the Division of Investment Management to Deny Confidential Treatment)
34-47319
Feb. 5, 2003
Order Exempting Options Specialists From Section 11(b) of the Securities Exchange Act of 1934 When Accepting Certain Types of Complex Orders Federal Register version (68 FR 7156)
34-47061
Nov. 26, 2002
600-19
Philadelphia Depository Trust Company; Notice of Request for Comment and Order Granting Request for Withdrawal from and Cancellation of Registration as Clearing Agency Federal Register version (67 FR 79172)
34-46921
Nov. 26, 2002
Financial Information (Order Extending Exemption)
35-27574
Oct. 7, 2002
Enron Corp. (Order Scheduling Hearing Under Section 19 of the Public Utility Holding Company Act of 1935) additional materials listed on the Enron Spotlight page
IC-25729
Sept. 13, 2002
The Mexico Fund, Inc. (Notice of Application and Commission Statement)
4-464, AAER-1620
Aug. 29, 2002
Sworn Statements (Order Requiring Filing Under Section 21(a)(1) of the Securities Exchange Act of 1934) Release No. 34-46429
34-46428
Aug. 28, 2002
Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder)
34-46313
Aug. 6, 2002
S7-31-02
Ownership Reports and Trading by Officers, Directors and Principal Security Holders Comments Due: View Received Comments 2002. Rel. No. 33-8090 , and comments Federal Register version (67 FR 51900)
PA-32
July 18, 2002
S7-27-02
Privacy Act of 1974; Amended System of Records for Enforcement Files Comments Due: Federal Register version (67 FR 48497)
File No. 4-460
June 27, 2002
4-460
Sworn Statements (Order Requiring Filing under Section 21(a)(1) of the Securities Exchange Act of 1934) Sworn Statement , List of Companies , Frequently Asked Questions
34-46090
June 19, 2002
Joint Order Granting the Modification of Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act Federal Register version (67 FR 42760)
35-27539
June 14, 2002
International
E.ON AG, et al. (Order Authorizing the Acquisition of Foreign Registered Holding Company and Related Transactions; Approving Other Related Requests; Declaring Company Not to Be a Subsidiary; Discussing Individual Comments on the Acquisition; Approving Financings and Intrasystem Service Transactions; and Reserving Jurisdiction)
34-46069
June 12, 2002
S7-12-01
Notice of Application of Evangelical Christian Credit Union for Exemptive Relief Under Sections 15 and 36 of the Exchange Act and Request for Comment Comments Due: Application , Application Federal Register version (67 FR 41545)
34-46015
May 31, 2002
Order Granting Temporary Exemption of Broker-Dealers that are Futures Commission Merchants from the Disclosure Requirements of Rule 10b-10 Promulgated under the Securities Exchange Act of 1934 and the Disclosure Requirements of Section 11(d)(2) of the Securities Exchange Act of 1934 in Connection with Security Futures Transactions Effected in Futures Accounts Federal Register version (67 FR 39752)
34-46009
May 31, 2002
Joint Order Excluding From the Definition of Narrow-Based Security Index Those Security Indexes That Qualified for the Exclusion From That Definition Under Section 1a(25)(B)(v) of the Commodity Exchange Act and Section 3(a)(55)(C)(v) of the Securities Exchange Act of 1934 Federal Register version (67 FR 38941)
34-45855
May 1, 2002
List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (67 FR 30733)
34-45654
March 27, 2002
S7-17-00
Order Granting Temporary Exemption for Broker-Dealers from the Trade-Through Disclosure Rule Rel. No. 34-43085 , and comments Federal Register version (67 FR 18059)
33-8072
March 20, 2002
S7-04-02
Securities Uniformity; Annual Conference on Uniformity of Securities Laws View Received Comments Federal Register version (67 FR 14746)
34-45489
March 1, 2002
Order Making Fiscal 2002 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 Federal Register version (67 FR 10239)
33-8056
Jan. 22, 2002
Commission Statement About Management's Discussion and Analysis of Financial Condition and Results of Operations Federal Register version (67 FR 3746)
33-8040
Dec. 12, 2001
Accounting Policies; Cautionary Advice Regarding Disclosure Release also available Federal Register version (66 FR 65013)
