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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
33-9260, 34-65350, IA-3280, IC-29792	Sept. 19, 2011	S7-37-11	Regulatory Flexibility Agenda *Comments Due:* December 30, 2011 Submit a Comment on S7-37-11 Federal Register version (77 FR 8081)
34-65339	Sept. 14, 2011		Order Granting Temporary Exemption of Kroll Bond Rating Agency, Inc. From the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934 Federal Register version (76 FR 58319)
34-65323	Sept. 12, 2011		Miles A. Bahl (Order Approving Application for Relief from a Statutory Disqualification)
33-9258, 34-65322	Sept. 12, 2011	265-27	Advisory Committee on Small and Emerging Companies View Received Comments Submit a Comment on 265-27 Federal Register version (76 FR 57769)
33-9257, 34-65262, 39-2479, IA-3271, IC-29781	Sept. 6, 2011	S7-36-11	Retrospective Review of Existing Regulations *Comments Due:* October 6, 2011 View Received Comments Submit a Comment on S7-36-11 Federal Register version (76 FR 56128)
33-9255, 34-65231	Aug. 31, 2011		Order Making Fiscal Year 2012 Annual Adjustments to Registration Fee Rates Federal Register version (76 FR 55139)
34-65153	Aug. 18, 2011	S7-32-11	Acceptance of Public Submissions Regarding the Study of Stable Value Contracts *Comments Due:* September 26, 2011 View Received Comments Federal Register version (76 FR 53162)
33-9243, 34-64949	July 22, 2011		Affiliated Computer Services, Inc. (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Denying Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(a)(ii) of the Securities Exchange Act of 1934 as to Xerox Corporation)
34-64939	July 21, 2011	4-636	Joint Public Roundtable on International Issues Relating to the Implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act View Received Comments Submit a Comment on 4-636 Federal Register version (76 FR 44507)
34-64926	July 20, 2011	4-635	Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act *Comments Due:* 60 days after date of publication in the Federal Register View Received Comments Submit a Comment on 4-635 Federal Register version (76 FR 44508)
IA-3236	July 12, 2011		Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 under the Investment Advisers Act of 1940 Effective Date: September 19, 2011 See Also - Proposed Rule Release No. IA-3198
33-9234	July 11, 2011		J.P. Morgan Securities LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting J.P. Morgan Securities LLC a Waiver of the Disqualification Provisions of Rules 602(b)(4) and 602(c)(2))
33-9233, 34-64854	July 11, 2011		J.P. Morgan Securities LLC (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934)
33-9235	July 11, 2011	3-14459	Janney Montgomery Scott LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)
33-9230, 34-64774	June 29, 2011		JPMorgan Chase & Co. (f/k/a J.P. Morgan Securities Inc.) (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934 as to JPMorgan Chase & Co. and Its Affiliates)