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Comments on Acceptance of Public Submissions Regarding the Study of Stable Value Contracts (Request for Comment)

[Release No. 34-65183; File No. S7-32-11]


Submitted Comments

(Click here for meetings with SEC officials)
Nov. 4, 2012 Robert E. Rutkowski
Nov. 1, 2012 Committee on the Investment of Employee Benefit Assets
Nov. 1, 2012 I. Michael Greenberger, Law School Professor, University of Maryland, Francis King Carey School of Law, and Brandy Bruyere, Law & Policy Analyst, University of Maryland, Center for Health and Homeland Security, on behalf of Americans for Financial Reform
Nov. 1, 2012 Dennis M. Kelleher, President & CEO; Stephen W. Hall, Securities Specialist; David Frenk, Director of Research; Better Markets, Inc.
Nov. 1, 2012 Leslie A. Schmidt, President, Invesco National Trust Company, and Rich King, Head of Stable Value, Invesco Advisors, Inc.
Nov. 1, 2012 John Caswell, Managing Partner, Galliard Capital Management
Nov. 1, 2012 Marijn P. Smit, President, Transamerica Stable Value Solutions Inc.
Nov. 1, 2012 Barbara Novick, Vice Chairman, BlackRock, Inc.
Nov. 1, 2012 Tim Stumpff, President, Morley Financial Services, Inc.
Nov. 1, 2012 Gina Mitchell, President, Stable Value Investment Association
Nov. 1, 2012 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Oct. 31, 2012 Stephen E. Roth and Frederick R. Bellamy, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Sep. 21, 2012 Christopher Tobe, CFA, Stable Value Consultants, Louisville, Kentucky
Oct. 17, 2011 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Oct. 3, 2011 John Walsh, Acting Comptroller of the Currency
Sep. 30, 2011 Ralph J. Egizi, Chairman, Committee on the Investment of Employee Benefit Assets,
Sep. 29, 2011 David A. Stella, Secretary, Wisconsin Department of Employee Trust Funds
Sep. 29, 2011 Eric W. Baumhoff, CFA, Chief Investment Officer, Stable Value, and Douglas A. Barry, CFA, Executive Vice President, BNY Mellon Cash Investment Strategies
Sep. 29, 2011 Dana C. Wiele, Senior Vice President and Associate General Counsel, RGA Reinsurance Company
Sep. 27, 2011 Nicholas D. Latrenta, Executive Vice President and General Counsel, MetLife, New York, New York
Sep. 26, 2011 David Graham,Stable Value Director, Pacific Life Insurance Company
Sep. 26, 2011 Eric Wise, Managing Director, Royal Bank of Canada
Sep. 26, 2011 Robert Thomann, President, Invesco National Trust Company
Sep. 26, 2011 Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association, New York, New York
Sep. 26, 2011 Marijn P. SmitPresident, AEGON Stable Solutions
Sep. 26, 2011 Americans for Financial Reform
Sep. 26, 2011 Jan Jacobson, Senior Counsel, Retirement Policy, American Benefits Council, Washington, District of Columbia
Sep. 26, 2011 Dennis Kelleher, President and CEO; Stephen W. Hall, Securities Specialist; and Wallace C. Turbeville, Derivatives Specialist; Better Markets, Inc., Washington, District of Columbia
Sep. 26, 2011 Gina Mitchell, President, Stable Value Investment Association; Timothy E. Keehan, President Vice President and Senior Counsel, American Bankers Association; Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Sep. 26, 2011 Barbara Novick, Vice Chairman, BlackRock, Inc.
Sep. 26, 2011 Lew Minsky, Executive Director, Defined Contribution Institutional Investment Association
Sep. 26, 2011 John Kalamarides, Senior Vice President, Prudential Financial, Inc., Hartford, Connecticut
Sep. 26, 2011 Julia Durand, President, National Association of Government Defined Contribution Administrators, Sacramento, California
Sep. 26, 2011 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Sep. 26, 2011 Alison H. Micucci, Senior Managing Director, Guaranteed Products, New York Life Investment Management Company
Sep. 26, 2011 Stephen E. Roth, Frederick R. Bellamy, and James M. Cain, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Sep. 26, 2011 Gus Sauter, Managing Director and Chief Investment Officer, Vanguard
Sep. 26, 2011 Susan E. Voss, President, and Therese M. Vaughan, Ph.D., Chief Executive Officer, National Association of Insurance Commissioners
Sep. 22, 2011 Tim Stumpff, President, Morley Financial Services, Inc.
Sep. 15, 2011 American Bankers Association, American Benefits Council, Defined Contribution Institutional Investment Association, The ERISA Industry Committee, The Financial Services Roundtable,, National Telecommunications Cooperative Association, Profit Sharing/401(k) Council of America, U.S. Chamber of Commerce
Sep. 7, 2011 Chris Barnard, Germany
Sep. 6, 2011 Stephen E. Roth, Frederick Bellamy, and James M. Caine, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Aug. 25, 2011 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Aug. 21, 2011 Chris Tobe, Stable Value Consultants

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Feb. 2, 2012 Memorandum from the Office of Commissioner Aguilar regarding a January 25, 2012, meeting with representatives of the Stable Value Investment Association
Nov. 17, 2011 Memorandum from the Office of Commissioner Paredes regarding a November 16, 2011 meeting with representatives of the Stable Value Investment Association
Nov. 15, 2011 Memorandum from the Office of Commissioner Walter regarding a November 15, 2011 meeting with representatives of the Stable Value Investment Association
Oct. 28, 2011 Memorandum from the Division of Trading and Markets regarding an October 28, 2011 telephonic meeting with representatives of the Stable Value Investment Association

 

http://www.sec.gov/comments/s7-32-11/s73211.shtml

Modified: 10/16/2014