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Comments on Retrospective Review of Existing Regulations (Request for Information)

[Release Nos. 34-65262, 39-2479, IA-3271, IC-29781; File No. S7-36-11]

Dec. 6, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, of the Business Law Section of the American Bar Association
Nov. 9, 2011 Bruce H. McDonald, Littleton, Colorado
Oct. 28, 2011 Joseph A. Ertel, Lakeland, Florida
Oct. 27, 2011 Blake M. Lawrence, JD Candidate, University of Missouri School of Law, Columbia, Missouri
Oct. 19, 2011 David L. Spurr, Wilmington, Massachusetts
Oct. 13, 2011 Frank Ferro, CPA, Tinton Falls, New Jersey
Oct. 12, 2011 Carew Carswell, Atlanta, Georgia
Oct. 12, 2011 Arthur T. Pittman, Raleigh, North Carolina
Oct. 11, 2011 James T. McHale, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Oct. 11, 2011 Franklin Khedouri, Scottsdale, Arizona
Oct. 11, 2011 Lars D. Roose, Albuquerque, New Mexico
Oct. 11, 2011 Dovid T. Bellaire, Esq., General Counsel & Director of GovernmenL Affairs, Financial Services Institute, Inc.
Oct. 7, 2011 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Oct. 6, 2011 Nozomi Oda, Attorney, Japan
Oct. 6, 2011 Students of Graduate Program in Banking and Financial Law, Boston University School of Law, Boston, Massachusetts
Oct. 6, 2011 David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Oct. 6, 2011 Daniel Pedrotty, Director, Office of Investment, American Federation of labor and Congress of Industrial Organizations (AFL-CIO)
Oct. 6, 2011 Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Oct. 6, 2011 Stephen E. Roth, Clifford E. Kirsch, and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Oct. 6, 2011 R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation
Oct. 6, 2011 David Arkush, Director, and Amit Narang, Regulatory Policy Advocate, Congress Watch, Public Citizen
Oct. 6, 2011 Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals, Inc.
Oct. 6, 2011 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Oct. 6, 2011 Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors
Oct. 6, 2011 David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia
Oct. 6, 2011 Deloitte & Touche LLP
Oct. 6, 2011 William F. Galvin, Secretary of the Commonwealth of Massachusetts
Oct. 6, 2011 Alexander M. Cutler, Chair, Corporate Governance Committee, Business Roundtable
Oct. 6, 2011 Group of Students in Graduate Program in Banking and Financial Law, Boston University School of Law
Oct. 6, 2011 Dorothy A. Berry, Chair, Governing Council, Independent Directors Council
Oct. 6, 2011 Ernst & Young LLP
Oct. 6, 2011 Barry M. Gleicher, New York, New York
Oct. 6, 2011 David L. Kanagy, Executive Director, Society for Mining, Metallurgy and Exploration
Oct. 6, 2011 Adym Rygmyr, J.D., Managing Director & Broker-Dealer General Counsel, TIAA-CREF, Denver, Colorado
Oct. 5, 2011 Gerald W. McEntee, American Federation of State, County and Municipal Employees, Washington, District of Columbia
Oct. 5, 2011 Joy McCloskey, Palos Verdes, California
Oct. 5, 2011 Mike Ertel, Co-Chair, Licensure Task Force, Alliance of Merger Acquisition Advisors, Chicago, Illinois
Sep. 28, 2011 Kenneth E. Scott and Chester S. Spatt, Shadow Financial Regulatory Committee
Sep. 26, 2011 Anonymous
Sep. 22, 2011 Shion Grizzle, Palm Bay, Florida
Sep. 19, 2011 Roger A. Froehlich, New York
Sep. 16, 2011 Barbara Spiecker, Traverse City, Michigan
Sep. 16, 2011 Robert D. Evans, Alameda, California
Sep. 13, 2011 Tracy L. Miller, Houston, Texas
Sep. 13, 2011 Chris J. Baratta, Glyndon, Maryland
Sep. 13, 2011 Bruce H. McDonald, Accountant, Littleton, Colorado
Sep. 13, 2011 Richard Davidson, Dover, New Hampshire
Sep. 12, 2011 David Chatfield, Florida
Sep. 12, 2011 Bruce H. McDonald, Accountant, Littleton, Colorado
Sep. 11, 2011 Jason Blevins, Cincinnati, Ohio
Sep. 11, 2011 Matt Coulter, Yardley, Pennsylvania
Sep. 11, 2011 Stephen A. Boyko
Sep. 11, 2011 Benjamin T. Holly, Ann Arbor, Michigan
Sep. 11, 2011 Steven Galle
Sep. 11, 2011 Thomas E. Gish, Jr., Manchester, Michigan
Sep. 11, 2011 Tom Mace
Sep. 11, 2011 Michael W. Flanders, Clearwater, Florida
Sep. 11, 2011 Anthony J. Travaglione, Saugerties, New York
Sep. 11, 2011 Dominick L. LaViola, Brooksville, Florida
Sep. 9, 2011 O.H., South Carolina
Sep. 9, 2011 Owen Hill
Sep. 9, 2011 Terry E. Peterman, Palm Bay, Florida
Sep. 9, 2011 Phyllis I. Dawson, Attorney and Consultant on Investment Adviser and Broker-Dealer Regulatory Compliance, Former CCO at Deloitte, Irvine, Kentucky
Sep. 9, 2011 Michael Sizow, Virginia Beach, Virginia
Sep. 8, 2011 Bill Alpert, Sr. Editor, Barron's
Sep. 8, 2011 Ted Schaefer, Livermore, California
Sep. 7, 2011 Erik T. Robinson, Philadelphia, Pennsylvania
Sep. 7, 2011 John Q. Tally, Raleigh, North Carolina
Sep. 7, 2011 Ronnie W. Rochelle, CFP, Knoxville, Tennessee
Sep. 7, 2011 Joseph A. Provencial, Davenport, Iowa
Sep. 7, 2011 Joseph P. Herbst, Dallas, Texas
Sep. 7, 2011 Victor Libov, B.Sc., MBA
Sep. 7, 2011 Roger D. Wiegley, Attorney, New York, New York
Sep. 6, 2011 Earl Kubin, Pasadena, Texas
Sep. 6, 2011 Joseph Frazier
Sep. 6, 2011 Nathanael S. Beal
Sep. 6, 2011 Bill Nelson, New York, New York

Modified: 12/07/2011