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Comments on Retrospective Review of Existing Regulations (Request for Information)
[Release Nos. 34-65262, 39-2479, IA-3271, IC-29781; File No. S7-36-11]
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| Dec. 6, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, of the Business Law Section of the American Bar Association |
| Nov. 9, 2011 | Bruce H. McDonald, Littleton, Colorado |
| Oct. 28, 2011 | Joseph A. Ertel, Lakeland, Florida |
| Oct. 27, 2011 | Blake M. Lawrence, JD Candidate, University of Missouri School of Law, Columbia, Missouri |
| Oct. 19, 2011 | David L. Spurr, Wilmington, Massachusetts |
| Oct. 13, 2011 | Frank Ferro, CPA, Tinton Falls, New Jersey |
| Oct. 12, 2011 | Carew Carswell, Atlanta, Georgia |
| Oct. 12, 2011 | Arthur T. Pittman, Raleigh, North Carolina |
| Oct. 11, 2011 | James T. McHale, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Oct. 11, 2011 | Franklin Khedouri, Scottsdale, Arizona |
| Oct. 11, 2011 | Lars D. Roose, Albuquerque, New Mexico |
| Oct. 11, 2011 | Dovid T. Bellaire, Esq., General Counsel & Director of GovernmenL Affairs, Financial Services Institute, Inc. |
| Oct. 7, 2011 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University |
| Oct. 6, 2011 | Nozomi Oda, Attorney, Japan |
| Oct. 6, 2011 | Students of Graduate Program in Banking and Financial Law, Boston University School of Law, Boston, Massachusetts |
| Oct. 6, 2011 | David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce |
| Oct. 6, 2011 | Daniel Pedrotty, Director, Office of Investment, American Federation of labor and Congress of Industrial Organizations (AFL-CIO) |
| Oct. 6, 2011 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| Oct. 6, 2011 | Stephen E. Roth, Clifford E. Kirsch, and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| Oct. 6, 2011 | R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation |
| Oct. 6, 2011 | David Arkush, Director, and Amit Narang, Regulatory Policy Advocate, Congress Watch, Public Citizen |
| Oct. 6, 2011 | Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals, Inc. |
| Oct. 6, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
| Oct. 6, 2011 | Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors |
| Oct. 6, 2011 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| Oct. 6, 2011 | Deloitte & Touche LLP |
| Oct. 6, 2011 | William F. Galvin, Secretary of the Commonwealth of Massachusetts |
| Oct. 6, 2011 | Alexander M. Cutler, Chair, Corporate Governance Committee, Business Roundtable |
| Oct. 6, 2011 | Group of Students in Graduate Program in Banking and Financial Law, Boston University School of Law |
| Oct. 6, 2011 | Dorothy A. Berry, Chair, Governing Council, Independent Directors Council |
| Oct. 6, 2011 | Ernst & Young LLP |
| Oct. 6, 2011 | Barry M. Gleicher, New York, New York |
| Oct. 6, 2011 | David L. Kanagy, Executive Director, Society for Mining, Metallurgy and Exploration |
| Oct. 6, 2011 | Adym Rygmyr, J.D., Managing Director & Broker-Dealer General Counsel, TIAA-CREF, Denver, Colorado |
| Oct. 5, 2011 | Gerald W. McEntee, American Federation of State, County and Municipal Employees, Washington, District of Columbia |
| Oct. 5, 2011 | Joy McCloskey, Palos Verdes, California |
| Oct. 5, 2011 | Mike Ertel, Co-Chair, Licensure Task Force, Alliance of Merger Acquisition Advisors, Chicago, Illinois |
| Sep. 28, 2011 | Kenneth E. Scott and Chester S. Spatt, Shadow Financial Regulatory Committee |
| Sep. 26, 2011 | Anonymous |
| Sep. 22, 2011 | Shion Grizzle, Palm Bay, Florida |
| Sep. 19, 2011 | Roger A. Froehlich, New York |
| Sep. 16, 2011 | Barbara Spiecker, Traverse City, Michigan |
| Sep. 16, 2011 | Robert D. Evans, Alameda, California |
| Sep. 13, 2011 | Tracy L. Miller, Houston, Texas |
| Sep. 13, 2011 | Chris J. Baratta, Glyndon, Maryland |
| Sep. 13, 2011 | Bruce H. McDonald, Accountant, Littleton, Colorado |
| Sep. 13, 2011 | Richard Davidson, Dover, New Hampshire |
| Sep. 12, 2011 | David Chatfield, Florida |
| Sep. 12, 2011 | Bruce H. McDonald, Accountant, Littleton, Colorado |
| Sep. 11, 2011 | Jason Blevins, Cincinnati, Ohio |
| Sep. 11, 2011 | Matt Coulter, Yardley, Pennsylvania |
| Sep. 11, 2011 | Stephen A. Boyko |
| Sep. 11, 2011 | Benjamin T. Holly, Ann Arbor, Michigan |
| Sep. 11, 2011 | Steven Galle |
| Sep. 11, 2011 | Thomas E. Gish, Jr., Manchester, Michigan |
| Sep. 11, 2011 | Tom Mace |
| Sep. 11, 2011 | Michael W. Flanders, Clearwater, Florida |
| Sep. 11, 2011 | Anthony J. Travaglione, Saugerties, New York |
| Sep. 11, 2011 | Dominick L. LaViola, Brooksville, Florida |
| Sep. 9, 2011 | O.H., South Carolina |
| Sep. 9, 2011 | Owen Hill |
| Sep. 9, 2011 | Terry E. Peterman, Palm Bay, Florida |
| Sep. 9, 2011 | Phyllis I. Dawson, Attorney and Consultant on Investment Adviser and Broker-Dealer Regulatory Compliance, Former CCO at Deloitte, Irvine, Kentucky |
| Sep. 9, 2011 | Michael Sizow, Virginia Beach, Virginia |
| Sep. 8, 2011 | Bill Alpert, Sr. Editor, Barron's |
| Sep. 8, 2011 | Ted Schaefer, Livermore, California |
| Sep. 7, 2011 | Erik T. Robinson, Philadelphia, Pennsylvania |
| Sep. 7, 2011 | John Q. Tally, Raleigh, North Carolina |
| Sep. 7, 2011 | Ronnie W. Rochelle, CFP, Knoxville, Tennessee |
| Sep. 7, 2011 | Joseph A. Provencial, Davenport, Iowa |
| Sep. 7, 2011 | Joseph P. Herbst, Dallas, Texas |
| Sep. 7, 2011 | Victor Libov, B.Sc., MBA |
| Sep. 7, 2011 | Roger D. Wiegley, Attorney, New York, New York |
| Sep. 6, 2011 | Earl Kubin, Pasadena, Texas |
| Sep. 6, 2011 | Joseph Frazier |
| Sep. 6, 2011 | Nathanael S. Beal |
| Sep. 6, 2011 | Bill Nelson, New York, New York |
http://www.sec.gov/comments/s7-36-11/s73611.shtml
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