Comments on Retrospective Review of Existing Regulations (Request for Information)

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, of the Business Law Section of the American Bar Association
Public Comment Bruce H. McDonald, Littleton, Colorado
Public Comment Joseph A. Ertel, Lakeland, Florida
Public Comment Blake M. Lawrence, JD Candidate, University of Missouri School of Law, Columbia, Missouri
Public Comment David L. Spurr, Wilmington, Massachusetts
Public Comment Frank Ferro, CPA, Tinton Falls, New Jersey
Public Comment Arthur T. Pittman, Raleigh, North Carolina
Public Comment Carew Carswell, Atlanta, Georgia
Public Comment Dovid T. Bellaire, Esq., General Counsel & Director of GovernmenL Affairs, Financial Services Institute, Inc.
Public Comment Franklin Khedouri, Scottsdale, Arizona
Public Comment James T. McHale, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Lars D. Roose, Albuquerque, New Mexico
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
Public Comment Adym Rygmyr, J.D., Managing Director & Broker-Dealer General Counsel, TIAA-CREF, Denver, Colorado
Public Comment Alexander M. Cutler, Chair, Corporate Governance Committee, Business Roundtable
Public Comment Barry M. Gleicher, New York, New York
Public Comment Daniel Pedrotty, Director, Office of Investment, American Federation of labor and Congress of Industrial Organizations (AFL-CIO)
Public Comment David Arkush, Director, and Amit Narang, Regulatory Policy Advocate, Congress Watch, Public Citizen
Public Comment David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Public Comment David L. Kanagy, Executive Director, Society for Mining, Metallurgy and Exploration
Public Comment David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia
Public Comment Deloitte & Touche LLP
Public Comment Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Public Comment Dorothy A. Berry, Chair, Governing Council, Independent Directors Council
Public Comment Ernst & Young LLP
Public Comment Group of Students in Graduate Program in Banking and Financial Law, Boston University School of Law
Public Comment Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals, Inc.
Public Comment Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Public Comment Nozomi Oda, Attorney, Japan
Public Comment R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-36-11
Release Number
34-65262
39-2479
IA-3271
IC-29781
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