34-66667
March 28, 2012
The NASDAQ Stock Market LLC (Order Granting Petition for Review and Scheduling Filing of Statements)
PA-48
March 16, 2012
S7-03-12
Privacy Act of 1974: Systems of Records Comments Due: Federal Register version (77 FR 16569)
34-66541
March 8, 2012
81-937
Order Granting an Application of BF Enterprises, Inc. Under the Securities Exchange Act of 1934 Federal Register version (77 FR 15148)
33-9300, 34-66529
March 7, 2012
Order Regarding Review of FASB Accounting Support Fee for 2012 under Section 109 of the Sarbanes-Oxley Act of 2002
34-66514
March 5, 2012
Order Granting Temporary Exemption of Morningstar Credit Ratings, LLC From the Conflict of Interest Prohibition in Rule 17g-5(c)(1) of the Securities Exchange Act of 1934 Federal Register version (77 FR 14580)
34-66495
March 1, 2012
Order Making Fiscal Year 2012 Mid-Year Adjustments to Transaction Fee Rates Federal Register version (77 FR 13663)
34-66460
Feb. 24, 2012
600-10
Order Cancelling Clearing Agency Registration Federal Register version (77 FR 12897)
34-66459
Feb. 24, 2012
600-11
Order Cancelling Clearing Agency Registration Federal Register version (77 FR 12896)
34-66458
Feb. 24, 2012
600-9
Order Cancelling Clearing Agency Registration Federal Register version (77 FR 12896)
34-66461
Feb. 24, 2012
600-7
Order Cancelling Clearing Agency Registration Federal Register version (77 FR 12898)
34-63899
Feb. 14, 2012
Public Availability of the Securities and Exchange Commission FY 2010 Service Contract Inventory Federal Register version (76 FR 9382)
IA-3369
Feb. 7, 2012
801-71579
Gravity Capital Partners, LLC (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-66242
Jan. 26, 2012
10-206
BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 Comments Due: Form 1 Application and Exhibits , Amendment No. 2 Federal Register version (77 FR 4841)
34-66241
Jan. 26, 2012
Order Granting Application by BOX Options Exchange LLC for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act Federal Register version (77 FR 4845)
34-66202
Jan. 20, 2012
Order Making Fiscal Year 2012 Annual Adjustments to Transaction Fee Rates Federal Register version (77 FR 3818)
IA-3354
Jan. 17, 2012
801-68894
Royal Oak Capital Management, LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-66164
Jan. 17, 2012
4-645
Comment Request for Study Regarding Financial Literacy Among Investors Comments Due: View Received Comments Federal Register version (77 FR 3294)
33-9294, 34-66141
Jan. 11, 2012
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2012 Federal Register version (77 FR 2576)
33-9293, 34-66123
Jan. 10, 2012
265-27
Advisory Committee on Small and Emerging Companies Comments Due: View Received Comments Federal Register version (77 FR 2102)
IC-29913
Jan. 4, 2012
812-13987
Wells Fargo Bank, N.A., et al.
IA-3340
Dec. 20, 2011
801-68894
Royal Oak Capital Management, LLC (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
33-9285, 34-65984
Dec. 15, 2011
265-27
Advisory Committee on Small and Emerging Companies Comments Due: Federal Register version (76 FR 79230)
