SEC.gov | Other Commission Orders, Notices, and Information

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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
33-10320, 34-80128	March 1, 2017		IFRS Taxonomy for Foreign Private Issuers That Prepare Their Financial Statements in Accordance With International Financial Reporting Standards as Issued by the International Accounting Standards Board See Also - DERA Taxonomies Federal Register version (82 FR 12641)
34-80115	Feb. 28, 2017	2017-7	Order Determining Whistleblower Award Claim
33-10312, 34-80096	Feb. 24, 2017		Securities and Exchange Commission Evidence Summit Federal Register version (82 FR 12268)
33-10306, 34-80024	Feb. 13, 2017	265-28	Investor Advisory Committee Meeting *Comments Due:* March 9, 2017 View Received Comments Submit a Comment on 265-28 Federal Register version (82 FR 10924)
34-79992	Feb. 9, 2017	265-29	Equity Market Structure Advisory Committee Federal Register version (82 FR 10611)
33-10297, 34-79912	Jan. 31, 2017		Order Regarding Review of FASB Accounting Support Fee for 2017 Under Section 109 of The Sarbanes-Oxley Act of 2002 Federal Register version (82 FR 9434)
33-10292, 34-79872	Jan. 25, 2017	265-27	SEC Advisory Committee on Small and Emerging Companies *Comments Due:* February 13, 2017 View Received Comments Federal Register version (82 FR 8779)
33-10289	Jan. 24, 2017		Citigroup, Inc. and Citigroup Global Markets Holdings, Inc.
34-79853	Jan. 23, 2017	2017-6	Order Determining Whistleblower Award Claim
34-79747	Jan. 6, 2017	2017-5	Order Determining Whistleblower Award Claim
34-79707	Dec. 29, 2016	600-36	LCH SA; Order Granting Application for Registration as a Clearing Agency and Request for Exemptive Relief *Comments Due:* 30 days after publication in the Federal Register See Also - Form CA-1 Application, LCH SA Request for Exemptive Relief Submit a Comment on 600-36 Federal Register version (82 FR 1398)
33-10275	Dec. 21, 2016		The Goldman Sachs Group, Inc., and Goldman, Sachs & Co. (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iii) Disqualification Provision)
34-79604	Dec. 19, 2016	2017-4	Order Determining Whistleblower Award Claim
34-79577	Dec. 16, 2016	601-01	Euroclear Bank SA/NV; Order of the Commission Approving an Application To Modify an Existing Exemption From Clearing Agency Registration Federal Register version (81 FR 93994)
33-10273	Dec. 16, 2016	3-17730	Deutsche Bank Aktiengesellschaft (Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer)
33-10271	Dec. 16, 2016		Deutsche Bank Aktiengesellschaft (Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver from Being an Ineligible Issuer)
33-10266, 34-79544	Dec. 14, 2016		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2017
34-79543	Dec. 13, 2016	10-227	In the Matter of the Application of MIAX PEARL, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission Federal Register version (81 FR 92901)
34-79517	Dec. 9, 2016	2017-3	Order Determining Whistleblower Award Claim

Last Reviewed or Updated: June 28, 2024