34-81227
July 27, 2017
2017-13
Order Determining Whistleblower Award
34-81223
July 27, 2017
SBSDR-2017-01
Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository Comments Due: View Received Comments ICE Trade Vault's Form SDR application and non-confidential exhibits thereto are available in EDGAR. , For ease of reference, the public may access copies of these materials at ICE Trade Vault Form SDR Amended Application and Exhibits , Rel. No. 34-77699 Federal Register version (82 FR 35844)
34-81200
July 25, 2017
2017-12
Order Determining Whistleblower Award
34-81057
June 30, 2017
Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-81064
June 30, 2017
3-11292
In the Matter of Certain Disgorgement and Fair Funds in Administrative Proceedings: Notice of Name Change of Appointed Tax Administrator
34-80871
June 7, 2017
2017-11
Order Determining Whistleblower Award
34-80870
June 7, 2017
Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap Exhibits Federal Register version (82 FR 27091)
34-80816
May 31, 2017
Order Making Fiscal Year 2017 Annual Adjustments to Transaction Fee Rates Federal Register version (82 FR 25895)
33-10366, 34-80767
May 25, 2017
265-28
Investor Advisory Committee Meeting Comments Due: View Received Comments Federal Register version (82 FR 25018)
34-80596
May 4, 2017
2017-10
Order Determining Whistleblower Award Claims
34-80571
May 2, 2017
2017-9
Order Determining Whistleblower Award Claim
IA-4691
April 26, 2017
3-13417
Michael L. Silver (Order Granting Consent to Associate)
34-80521
April 25, 2017
2017-8
Order Determining Whistleblower Award Claim
33-10350, 34-80512
April 24, 2017
265-27
SEC Advisory Committee on Small and Emerging Companies Comments Due: Federal Register version (82 FR 19413)
34-80511
April 24, 2017
SR-BatsBZX-2016-30
Order Granting Petition for Review and Scheduling Filing of Statements; in the Matter of Bats BZX Exchange, Inc.; Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust Rel. No. 34-80206 , Rel. No. 34-79725 , Rel. No. 34-79183 , Rel. No. 34-79084 , Rel. No. 34-78653 , Rel. No. 34-78262 Federal Register version (82 FR 19770)
33-10349, s.: 34-80479
April 18, 2017
S7-02-17
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies); Extension of Comment Period View Received Comments 33-10835.pdf , Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 18877)
34-80477
April 18, 2017
4-707
ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan Comments Due: Release No. 34-80259 Federal Register version (82 FR 18942)
33-10333
March 31, 2017
S7-04-17
Regulatory Flexibility Agenda Comments Due: View Received Comments Federal Register version (82 FR 40452)
34-80259
March 16, 2017
4-707
ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan Comments Due: Release No. 34-80477 Federal Register version (82 FR 14556)
34-80245
March 14, 2017
265-29
Equity Market Structure Advisory Committee Comments Due: View Received Comments Federal Register version (82 FR 14394)
33-10321, 34-80131
March 1, 2017
S7-02-17
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies) View Received Comments 33-10835.pdf , Proposed Rule Rel. No. 33-10688 Federal Register version (82 FR 12757)
