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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-83856	Aug. 15, 2018	SR-FINRA-2010-056	Order Granting Petition for Review and Scheduling Filing of Statements See Also - Rel. No. 34-63933, Rel No. 34-63316 Federal Register version (83 FR 42340)
33-10527, 34-83787, IA-4978, IC-33194	Aug. 9, 2018	S7-20-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
34-83760	Aug. 3, 2018		Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act See Also - 34-84497
34-83723	July 26, 2018	SR-BatsBZX-2016-30	Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust Federal Register version (83 FR 37579)
34-83689	July 23, 2018	2018-10	Order Determining Whistleblower Award Claim
34-83475	June 20, 2018	265-30	Fixed Income Market Structure Advisory Committee *Comments Due:* July 11, 2018 Submit a Comment on 265-30 Federal Register version (83 FR 29582)
34-83463	June 19, 2018		Draft 2018-2022 Strategic Plan for Securities and Exchange Commission *Comments Due:* 30 days from publication in the Federal Register View Received Comments Submit a Comment Federal Register version (83 FR 29589)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
34-83378	June 5, 2018		Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay
34-83361	June 1, 2018	084-06306	Order Cancelling Registrations of Certain Transfer Agents File Nos.: 084-06306, 084-06171, 084-06327, 084-06440, 084-06173, 084-06204, 084-01911, 084-06197, 084-05425, 084-06274, 084-6193, 084-06084, 084-06174, 084-06228, 084-06208, 084-05445, 084-01822, 084-06113, 084-01123, 084-01425, 084-05831, 084-06046, 084-06094, 084-06257, 084-06122, 084-06518, 084-06268, 084-05621, 084-06500, 084-06360, 084-05819, 084-6121, 084-01300, 084-06293, 084-05663, 084-00012, 084-06246 Federal Register version (83 FR 26331)
33-10499, 34-83308	May 23, 2018	265-28	Investor Advisory Committee Meeting *Comments Due:* June 14, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 24836)
34-83057	April 17, 2018		Order Making Fiscal Year 2018 Annual Adjustments to Transaction Fee Rates Federal Register version (83 FR 17577)
34-83037	April 12, 2018	2018-9	Order Determining Whistleblower Award Claim
33-10476, 34-82997	April 5, 2018		Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Federal Register version (83 FR 15658)
34-82996	April 5, 2018	2018-8	Order Determining Whistleblower Award Claim

Last Reviewed or Updated: June 28, 2024