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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
33-8531	Feb. 7, 2005		Morgan Stanley & Co. Incorporated (Order Under Section 27A(B) of the Securities Act of 1933, And Section 21E(B) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(B)(1)(A)(ii) Of The Securities Act and Section 21E(B)(1)(A)(ii) Of The Exchange Act)
34-51115	Feb. 1, 2005		Richard Kern and Charles Wilkins (Order Denying Motion for Summary Affirmance, Setting Aside Default, and Remanding for Further Proceedings)
34-50925	Dec. 23, 2004		Merrill Lynch, Pierce, Fenner & Smith Incorporated (Order Regarding Alternative Net Capital Computation for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Whish Has Elected To Be Supervised on a Consolidated Basis)
33-8514	Dec. 16, 2004	265-23	Advisory Committee on Smaller Public Companies Federal Register version (69 FR 76498)
34-50795	Dec. 3, 2004		Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds from the Trade-Through Provisions of the Intermarket Trading System Federal Register version (69 FR 71445)
34-50747	Nov. 30, 2004		Order Delaying Pilot Period for Suspension of the Operation of Short Sale Price Provisions *Comments Due:* View Received Comments
34-50649	Nov. 9, 2004		Daniel V. Covello (Order Approving Application for Relief from a Statutory Disqualification)
33-8502	Nov. 5, 2004		Maximum Dynamics, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
34-50489	Oct. 5, 2004		Raymond L. Grenier, Jr. (Order Approving Application for Relief from a Statutory Disqualification)
33-8494	Sept. 24, 2004		Thomas Weisel Partners LLC (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8495	Sept. 24, 2004		Thomas Weisel Partners LLC (Order Granting Waiver Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act of 1934)
33-8491, 34-50445, 35-27893, 39-2427, IA-2306, IC-26621	Sept. 24, 2004	S7-34-04	Regulatory Flexibility Agenda *Comments Due:* Comments should be received on or before December 30, 2004
33-8492	Sept. 24, 2004		Deutsche Bank Securities Inc (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8493	Sept. 24, 2004		Deutsche Bank Securities Inc (Order Granting Waiver Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934)
33-8488, 34-50371	Sept. 14, 2004		Dean Foods Company (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934)
33-8478	Aug. 26, 2004		Donaldson, Lufkin & Jenrette Securities Corp., predecessor in interest to Credit Suisse First Boston LLC (Order Granting Waiver Under Rule 602(e) the Securities Act of 1933)
33-8473	Aug. 25, 2004		SG Cowen & Co., LLC, F/K/A SG Cowen Securities Corporation (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8471	Aug. 25, 2004		Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8470, 34-50249	Aug. 25, 2004		Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act)