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Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
33-8470, 34-50249	Aug. 25, 2004		Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act)
33-8467	Aug. 25, 2004		Morgan Keegan & Co., Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, and Section 21E(b) of the Securities Exchange Act of 1934)
33-8468	Aug. 25, 2004		Morgan Keegan & Co., Inc. (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8476	Aug. 25, 2004		Janney Montgomery Scott LLC (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8465	Aug. 25, 2004		Friedman, Billings, Ramsey & Co., Inc. (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8464, 34-50245	Aug. 25, 2004		Friedman, Billings, Ramsey & Co., Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933, And Section 21E(b) of the Securities Exchange Act of 1934)
33-8462	Aug. 25, 2004		Adams Harkness, Inc. f/k/a/ Adams, Harness & Hill, Inc. (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933)
33-8463, 34-50244	Aug. 25, 2004		Adams Harkness, Inc. f/k/a Adams, Harkness & Hill, Inc. (Order Granting Waivers Under Section 27A(b) of the Securities Act Of 1933, and Section 21E(b) of the Securities Exchange Act Of 1934)
34-50206	Aug. 17, 2004		Berkshire Hathaway Inc. (Order Denying Requests for Confidential Treatment)
33-8453	Aug. 3, 2004		Fidelity Brokerage Services, LLC (Order Granting Waiver Under Rule 602(e) of the Securities Act of 1933) See Also - 34-50138
34-50104	July 28, 2004		Short Sale Price Provisions (Order Suspending Operation for Designated Securities and Time Periods) See Also - Additional Pilot Order
33-8451, 34-50094, 35-27877, 39-2422, IA-2268, IC-26521	July 27, 2004	S7-31-04	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* Comments should be received on or before September 1, 2004 Federal Register version (69 FR 46117)
34-50039	July 20, 2004		Putnam Investment Management, LLC
34-50020	July 14, 2004		Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act See Also - 34-54920, 34-52909, 34-48281 Federal Register version (69 FR 43482)
34-49859	June 15, 2004		Order Temporarily Exempting Standardized Options and Security Futures From Rule 12d2-2 Under the Securities Exchange Act of 1934 Federal Register version (69 FR 34409)
34-49846	June 10, 2004		List of Foreign Issuers That Have Submitted Information Under the Exemption Relating to Certain Foreign Securities Federal Register version (69 FR 33948)
SIPA-165	May 26, 2004		Swift Trade Securities USA Inc. (Order Affirming SIPC Determination)
33-8421	May 14, 2004	S7-23-04	Regulatory Flexibility Agenda *Comments Due:* Comments should be submitted on or before June 30, 2004