News and Events from the Fort Worth Regional Office

The Fort Worth Regional Office posts news and events happening in its jurisdiction. You may sign up to receive email updates.

Date Title
Securities Exchange Act of 1934 - Release No. 53285
Securities Exchange Act of 1934 - Release No. 53288
Securities Exchange Act of 1934 - Release No. 53358
Securities Exchange Act of 1934 - Release No. 53364
Securities Exchange Act of 1934 - Release No. 53365
Securities Exchange Act of 1934 - Release No. 53366
Securities Exchange Act of 1934 - Release No. 53367
Securities Exchange Act of 1934 - Release No. 53368
Securities Exchange Act of 1934 - Release No. 53369
Securities Exchange Act of 1934 - Release No. 53401
Securities Exchange Act of 1934 - Release No. 53402
Securities Exchange Act of 1934 - Release No. 53408
Securities Exchange Act of 1934 - Release No. 53409
Securities Exchange Act of 1934 - Release No. 53420
Securities Exchange Act of 1934 - Release No. 53421
Securities Exchange Act of 1934 - Release No. 53422
Securities Exchange Act of 1934 - Release No. 53434
Securities Exchange Act of 1934 - Release No. 53458
Securities Exchange Act of 1934 - Release No. 53459
Securities Exchange Act of 1934 - Release No. 53461
Securities Exchange Act of 1934 - Release No. 53479
Securities Exchange Act of 1934 - Release No. 53480
Securities Exchange Act of 1934 - Release No. 53481
Securities Exchange Act of 1934 - Release No. 53482
Securities Exchange Act of 1934 - Release No. 53483
Securities Exchange Act of 1934 - Release No. 53500
Securities Exchange Act of 1934 - Release No. 53501
Securities Exchange Act of 1934 - Release No. 53502
Securities Exchange Act of 1934 - Release No. 53512
Securities Exchange Act of 1934 - Release No. 53552
Securities Exchange Act of 1934 - Release No. 53554
Securities Exchange Act of 1934 - Release No. 53553
Securities Exchange Act of 1934 - Release No. 53570
Securities Exchange Act of 1934 - Release No. 53571
Securities Exchange Act of 1934 - Release No. 53592
Securities Exchange Act of 1934 - Release No. 53593
Securities Exchange Act of 1934 - Release No. 53594
Securities Exchange Act of 1934 - Release No. 53605
Securities Exchange Act of 1934 - Release No. 53618
Securities Exchange Act of 1934 - Release No. 53619
Securities Exchange Act of 1934 - Release No. 53620
Securities Exchange Act of 1934 - Release No. 53645
Sunshine Act Notice
Securities Exchange Act of 1934 - Release No. 53646
Securities Exchange Act of 1934 - Release No. 53647
Securities Exchange Act of 1934 - Release No. 53674
Securities Exchange Act of 1934 - Release No. 53694
Securities Exchange Act of 1934 - Release No. 53693
Securities Exchange Act of 1934 - Release No. 53695
SEC Credit Card Holders and Approving Officials
Statement of changes in beneficial ownership of securities - general instructions
Annual statement of changes in beneficial ownership of securities
Annual statement of changes in beneficial ownership of securities - general instructions
Statement of changes in beneficial ownership of securities
General form for quarterly reports under Section 13 or 15(d)
Examination Brochure: Information about Examinations
Modernizing Rule 10b5-1 Insider Trading Plans
2022 OIAD Annual Report
2022 Annual Staff Report Relating to the Use of Form PF Data
2022 Annual Report on SEC Website Modernization Pursuant to Section 3(d) of the 21st Century Integrated Digital Experience Act
2022-2026 Strategic Plan
Semiannual Management Report (November 2022)
Sunshine Act Notice
2022 Agency Financial Report
SEC v. Veros Partners, Inc., et al. Case No. 15-cv-00659-JMS-MJD (S.D. Ind.)
In the Matter of Visium Asset Management, LP Admin. Proc. File No. 3-18473
In the Matter of Weatherford International PLC, et al. Admin. Proc. File No. 3-17582 In the Matter of Ernst & Young LLP, et al. Admin. Proc. File No. 3-17628
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice
Sunshine Act Notice
2022 Small Business Forum Report
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice
Archive of Terminated Fair Funds and Disgorgement Plans
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)
Trade to Order Volume Ratios
FAIR Inventory 2022
Sunshine Act Notice
Semiannual Management Report (May 2022)
Miami Regional Office Continues Investor Education Efforts During Financial Capability Month
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice
Fiscal Year 2023 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2021 Annual Performance Report
Chief FOIA Officer Report 2022
Sunshine Act Notice
Staff Report on the Issues Affecting the Provision of and Reliance Upon Investment Research Into Small Issuers
Study on Threshold Limits Applicable to Diversified Companies
Semiannual Management Report (November 2021)
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice
2021 Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act
Annual Staff Report Relating to the Use of Form PF Data
Holding Foreign Companies Accountable Act
COLLEGE PREP-101: PREPARING FOR YOUR FINANCIAL FUTURE
Sunshine Act Notice
2021 Agency Financial Report
Recent Disruptions and Potential Reforms in the U.S. Treasury Market: A Staff Progress Report
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice
Asset Management Advisory Committee Meeting ("AMAC") Sunshine Act Notice
Asset Management Advisory Committee Meeting ("AMAC") Sunshine Act Notice
FOCUS Report, Part IIC Instructions
Miami Regional Office Participates in Investor Education Events During Fifth Annual World Investor Week
2021 Small Business Forum Report
Asset Management Advisory Committee Meeting ("AMAC") Sunshine Act Notice
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