Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Remarks to the 2013 Mutual Funds and Investment Management Conference Norm ChampDirector, Division of Investment Management
U.S. Securities and Exchange Commission 		Speech
Written Testimony Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives by Carl W. Hoecker
Inspector General of the Securities and Exchange Commission 		Testimony
Remarks to the IA Compliance Best Practices Summit 2013 Norm Champ, Director, Division of Investment ManagementU.S. Securities and Exchange Commission Speech
Remarks to the IAA Investment Adviser Compliance Conference 2013 Norm Champ, Director, Division of Investment ManagementU.S. Securities and Exchange Commission Speech
Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Chairman Elisse Walter Statement
Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Commissioner Luis A. Aguilar Statement
Statement at Open Meeting on Rules to Improve Systems Compliance and Integrity Commissioner Daniel M. Gallagher Statement
Remarks to the Investment Management Institute 2013 Norm Champ, Director, Division of Investment Management Speech
Keynote Speech at the 7th Gulf Cooperation Council Regulators' Summit Commissioner Daniel M. Gallagher U.S. Securities and Exchange Commission Speech
Remarks at "The SEC Speaks in 2013" Commissioner Daniel M. Gallagher U.S. Securities and Exchange Commission Speech
Remarks at The SEC Speaks in 2013 Commissioner Troy A. ParedesU.S. Securities and Exchange Commission Speech
Addressing Market Instability through Informed and Smart Regulation Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Making the Markets Safe for Informed Risk-Taking Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Statement
Harnessing Tomorrow's Technology for Today's Investors and Markets Chairman Elisse Walter U.S. Securities and Exchange Commission Speech
Testimony on "Wall Street Reform: Oversight of Financial Stability and Consumer and Investor Protections" by Elisse B. Walter
U.S. Securities and Exchange Commission 		Testimony
Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Chairman Elisse Walter Statement
Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Commissioner Luis A. Aguilar Statement
Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board's Proposed 2013 Budget and Accounting Support Fee Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Statement
Opening Remarks at Foreign Bribery and Corruption Training Conference Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
Introductory Remarks at the SEC's Roundtable on Decimalization James R. Burns
Deputy Director, Division of Trading and MarketsU.S. Securities and Exchange Commission 		Speech
Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
Remarks before the Corporate Directors Forum Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Private Equity Enforcement Concerns Bruce KarpatiChief, SEC Enforcement Division's Asset Management Unit
U.S. Securities and Exchange Commission 		Speech
Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products." Commissioners Troy A. Paredes and Daniel M. GallagherU.S. Securities and Exchange Commission Statement
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