Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Sort ascending Headline Release No.
Keith E. Cassidy Named Interim Acting Director of the Division of Examinations 2024-87
SEC Launches Interagency Securities Council to Coordinate Enforcement Efforts Across Federal, State, and Local Agencies 2024-86
SEC Awards More Than $37 Million to a Whistleblower 2024-85
SEC Small Business Advisory Committee to Explore Recent Changes to U.S. Small Business Administration’s Small Business Investment Company Program 2024-84
SEC Updates Website to Improve Compliance, Functionality, and User Experience  2024-83
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program 2024-82
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities 2024-81
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program 2024-80
SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service 2024-79
SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025 2024-78
SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations 2024-77
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors 2024-76
SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations 2024-75
SEC’s New Public Service Campaign Emphasizes Investor Protection 2024-74
Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict 2024-73
SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors 2024-72
SEC Appoints Erica Y. Williams to a Second Term as PCAOB Chairperson 2024-71
SEC Charges Founder of AI Hiring Startup Joonko with Fraud 2024-70
SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes 2024-69
SEC Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices 2024-68
SEC to Close Salt Lake Regional Office 2024-67
SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock 2024-66
SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting 2024-65
SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts 2024-64
SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange With Failing to Inform the Commission of a Cyber Intrusion 2024-63