Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies 2024-176
SEC Small Business Advisory Committee to Discuss Approaches to Venture Capital Fundraising and Challenges Facing Emerging Fund Managers 2024-175
SEC Charges Four Companies With Misleading Cyber Disclosures 2024-174
SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds 2024-173
SEC Division of Examinations Announces 2025 Priorities 2024-172
SEC Charges Virginia-Based RTX Corp. with Violating Foreign Corrupt Practices Act in Connection with Efforts to Obtain Contracts with the Qatari Military 2024-171
SEC Charges U.S.-Based Moog Inc. with FCPA Violations for Subsidiary’s Role in Indian Bribery Scheme 2024-170
SEC Charges Cumberland DRW for Operating as an Unregistered Dealer in the Crypto Asset Markets 2024-169
SEC Issues $12 Million Award to Joint Whistleblowers 2024-168
SEC Charges Rimar Capital Entities and Owner Itai Liptz for Defrauding Investors by Making False and Misleading Statements About Use of Artificial Intelligence 2024-167
SEC Charges Three So-Called Market Makers and Nine Individuals in Crackdown on Manipulation of Crypto Assets Offered and Sold as Securities 2024-166
SEC Charges “Magic Mushroom” Company and Two Individuals with Multimillion Dollar Pump-and-Dump Scheme 2024-165
SEC Monitoring Impact of Hurricane Milton on Capital Markets 2024-164
SEC Encourages Investors to Choose Their Information Sources Wisely During World Investor Week 2024-163
SEC Announces Departure of Enforcement Director Gurbir S. Grewal 2024-162
SEC Charges Independent Director and Ex-CEO of Church & Dwight With Concealing Close Friendship with Company Executive 2024-161
TD Securities Charged in Spoofing Scheme 2024-160
SEC Charges Three Individuals in the New York Metropolitan Area for Perpetrating a $120 Million Pre-IPO Fraud Scheme 2024-159
Advisory Firm Marathon Asset Management Charged with Policies Failures Regarding Potential Receipt of Confidential Information from Ad Hoc Creditors’ Committees 2024-158
SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive Fraud 2024-157
SEC Monitoring Impact of Hurricane Helene on Capital Markets 2024-156
SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management 2024-155
SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets for Unregistered Offers and Sales of the Platform’s “MNGO” Governance Tokens 2024-154
SEC Charges U.K. Citizen in Hacking and Trading Scheme Involving Five U.S. Public Companies 2024-153
Richard R. Best Named Senior Advisor to the Director of the Division of Examinations 2024-152
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