Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Speeches and Statements RSS Feed
Date Title Speaker Type
Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Chair Mary Jo White Statement
Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Commissioner Elisse B. Walter Statement
Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Commissioner Daniel M. Gallagher Statement
Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Commissioner Troy A. Paredes Statement
Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Commissioner Luis A. Aguilar Statement
Institutional Investors: Power and Responsibility Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Doing the Right Thing: Compliance That Works for Investors Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Testimony on the Implementation of Title II of the JOBS Act by Commissioner Elisse B. Walter
U.S. Securities and Exchange Commission 		Testimony
Speech by SEC Chairman: Opening Remarks at SEC Roundtable on Fixed Income Markets Chair Mary Jo White U.S. Securities and Exchange Commission Speech
Examining Investment Advisers: The Challenge Continues Commissioner Elisse B. WalterU.S. Securities and Exchange Commission Speech
Keeping a Retail Investor Focus in Overseeing the Fixed Income Market Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Outmanned and Outgunned: Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Remarks at the SEC 2013 Spring International Institute for Securities Market Development Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Testimony on "JOBS Act Implementation Update"

by Lona Nallengara
Acting Director, Division of Corporation Finance
U.S. Securities and Exchange Commission

and John Ramsay
Acting Director, Division of Trading and Markets
U.S. Securities and Exchange Commission

 Testimony
Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft Chair Mary Jo White Statement
Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft Commissioner Luis A. Aguilar Statement
Promulgating Rules to Prevent Identity Theft Commissioner Luis A. AguilarU.S. Securities and Exchange Commission Speech
Remarks at The 2013 National Compliance Outreach Program for Broker-Dealers Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
A Few Observations in the Private Fund Space David W. BlassChief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission 		Speech
Remarks to Students at The George Washington University Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
Remarks Before the ASIC Forum Chairman Elisse WalterU.S. Securities and Exchange Commission Speech
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, 2012 PCAOB Forums on Auditing in the Small Business Environment Craig Olinger Speech
Key Note: Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Commissioner Daniel M. GallagherU.S. Securities and Exchange Commission Speech
Inclusion is a Strength: Corporate America and the SEC Should Reflect America Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Statement
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