SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
IGOR MALYAR
Also Known As: GEORGE FALCONE, MICHAEL SAFIR
Current Age: 51 - 53
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of IGOR MALYAR (A/K/A GEORGE FALCONE AND MICHAEL SAFIR), SEC File No. 3-13162
Date Filed:
MICHAEL S MANAHAN
Current Age: 68 - 70
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. NEW ENERGY CORP., TOR EWALD, GENEVA FINANCIAL LTD., MARCELINO COLT aka MARCELINO COLT VASQUEZ, MAGNUM FINANCIAL GROUP, LLC dba STRATOS RESEARCH, LLC and MICHAEL S. MANAHAN, 2:02-cv-00989 (C.D. Cal.)
Date Filed:
WILLIAM T MANAK
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of WILLIAM T. MANAK, SEC File No. 3-9240
Date Filed:
ROLAND ROBERT MANARIN
Current Age: 80 - 82
State: Nebraska (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MANARIN INVESTMENT COUNSEL, LTD., MANARIN SECURITIES CORP., and ROLAND R. MANARIN, SEC File No. 3-15549
Date Filed:
GENE T MANCINELLI
Current Age: 63 - 65
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GENE T. MANCINELLI, 1:06-cv-07885 (S.D.N.Y.)
Date Filed:
GENE T MANCINELLI
Current Age: 63 - 65
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of GENE T. MANCINELLI, SEC File No. 3-13911
Date Filed:
DENNIS J MANCINO
Current Age: 52 - 54
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DENNIS J. MANCINO, WILLIAM T. HIRSCHY, DJK INVESTMENTS 10 INC., TJM INVESTMENTS INC., and WT CONSULTING GROUP, LLC, 2:18-cv-01316 (E.D.N.Y.)
Date Filed:
A ROBERT MANCUSO
Also Known As: ROBERT MANCUSO
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. A. ROBERT MANCUSO, RONALD R. LANCHONEY, AND SHAMIR A. ALLY, 2:03-cv-01220 (E.D. Pa.)
Date Filed:
JAMES R MANCUSO
Current Age: 55 - 57
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. KIMBERLY J. CARRELLA, VINCENT M. CARRELLA, JAMES R. MANCUSO, KEVIN J. BARTON, PHILIP J. HOURICAN, NOEL J. BELMONTE, and JOHN C. KAWAS, JR., 2:04-cv-03754 (E.D.N.Y.)
Date Filed:
JAMES R MANCUSO
Current Age: 54 - 56
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of James R. Mancuso, SEC File No. 3-12281
Date Filed:
JOSEPH F MANCUSO
Current Age: 46 - 48
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOHN R. EASOM, WILLIAM ECHEVERRI, RORY E. TRINGALI, ROBERT MIKETICH, VICTOR H. ECHEVERRI, JOSEPH F. MANCUSO, PAUL S. QASSIS, and GARY S. SAGGU, 2:11-cv-07314 (D.N.J.)
Date Filed:
JOSEPH M MANCUSO
Current Age: 47 - 49
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOSEPH M. MANCUSO, 1:13-cv-02555 (S.D.N.Y.)
Date Filed:
JOSEPH M MANCUSO
Current Age: 48 - 50
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JOSEPH M. MANCUSO, SEC File No. 3-15592
Date Filed:
MICHAEL MANCUSO
Current Age: 81 - 83
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of COMPUTER SCIENCES CORPORATION, MICHAEL LAPHEN, MICHAEL MANCUSO, WAYNE BANKS, CLAUS ZILMER, AND PAUL WAKEFIELD, SEC File No. 3-16575
Date Filed:
GURSEL MANDACI
Current Age: 49 - 51
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GURSEL MANDACI, 1:00-cv-06635 (S.D.N.Y.)
Date Filed:
MARC S MANDEL
Current Age: 72 - 74
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Marc S. Mandel, SEC File No. 3-16796
Date Filed:
ILONA A MANDELBAUM
Current Age: 64 - 66
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SECURED INCOME RESERVE, INC., ILONA A. MANDELBAUM, DAVID A. ZIMMERMAN, TAMDA MARKETING, INC., and MATHEW H. SAGE, 9:16-cv-81490 (S.D. Fla.)
Date Filed:
ILONA ALEXIS MANDELBAUM
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. HAWA CORPORATION, HAWA COMMUNICATIONS, INC., HAWA MED, INC., ILONA ALEXIS MANDELBUAM, ROBERT E. DUKE, AND SARA GOMEZ DE FERRO, 9:01-cv-08220 (S.D. Fla.)
Date Filed:
RICHARD THOMAS MANDELL
Also Known As: MARK MORGENLENDER
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CITI FINANCIAL SERVICES, CITI CORP REALTY PARTNERS IV, HAROLD GOLDSTEIN, RICHARD THOMAS MANDELL, a.k.a. MARK MORGENLENDER, ROBERT SINGLETON, MARK BARQUERA, a.k.a. MARK CABRERRO and ROBERTA CRAMPTON, 2:96-cv-00349 (C.D. Cal.)
Date Filed:
ROSS MANDELL
Current Age: 67 - 69
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SKY CAPITAL LLC a/k/a GRANTA CAPITAL LLC, ROSS MANDELL, STEPHEN SHEA, ADAM HARRINGTON RUCKDESCHEL, ARN WILSON, MICHAEL PASSARO and ROBERT GRABOWSKI, 1:09-cv-06129 (S.D.N.Y.)
Date Filed:
ROSS MANDELL
Current Age: 67 - 69
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ROSS MANDELL, SEC File No. 3-14981
Date Filed:
STEVEN MANDERFELD
Current Age: 53 - 55
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SCOTT ASHTON RIGGS, DARRELL PARLEE, STEVEN MANDERFELD, ASHTON OILFIELD SERVICES, LLC, ASHTON EQUIPMENT, LLC, AOS 1-A, L.P., and AOS 1-B, L.P., 3:13-cv-04403 (N.D. Tex.)
Date Filed:
STEVEN J MANDERFELD
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of STEVEN J. MANDERFELD, Esq., SEC File No. 3-16514
Date Filed:
NICHOLI MANDRACKEN
Current Age: 76 - 78
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JERSEY CONSULTING LLC, MARC ANDREW TAGER, MATTHEW EARL MANGUM, SUZANNE AILEEN GAGNIER, KENNETH STEPHEN GROSS, JEFFREY ROWLAND LEBARTON, JONATHAN EDWARD SHOUCAIR, EDWARD DEAN GOSS, DANA KENTON HARRLOE, and NICHOLI MANDRACKEN, 2:18-cv-00155 (D. Utah)
Date Filed:
NICHOLI MANDRACKEN
Current Age: 75 - 77
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of NICHOLI MANDRACKEN, SEC File No. 3-19222
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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